Growth and characterization of ZnO thin films grown by
pulsed laser deposition
Sang Hyuck Baea, Sang Yeol Leea,*, Beom Jun Jinb, Seongil Imc
aDepartment of Electrical and Computer Engineering, Yonsei University, 134 Shinchon-dong, Seodaemoon-ku, Seoul 120-749, South Korea
bDepartment of Metallurgical Engineering, Yonsei University, 134 Shinchon-dong, Seodaemoon-ku, Seoul 120-749, South Korea
cDepartment of Physics, Yonsei University, 134 Shinchon-dong, Seodaemoon-ku, Seoul 120-749, South Korea
Received 3 August 1999; accepted 9 November 1999
Abstract
ZnO thin films on (0 0 1) sapphire substrates have been deposited by pulsed laser deposition technique using a Nd:YAG
laser with the wavelength of 355 nm at an oxygen pressure of 350 mTorr. In order to investigate the effect of the deposition
conditions on the properties of ZnO thin films, the experiment has been performed at various substrate temperatures in the
range of 200–7008C. According to XRD, (0 0 2) textured ZnO films of high crystalline quality have been obtained by pulsed
laser deposition technique. However, the intensity of UV emission is mostly dependent upon the stoichiometry of ZnO films,
rather than the crystalline quality. # 2001 Elsevier Science B.V. All rights reserved.
Keywords: ZnO; PLD; XRD; UV emission; PL; Hall measurement
1. Introduction
ZnO is a wide-bandgap II–VI semiconductor and
might be a good candidate for an electroluminescence
device like a UV laser diode. ZnO films also have
potential applications for surface acoustic wave
devices (SAW) [1–3] and low loss optical wave-guides
[4]. There are many reports concerning the growth of
ZnO by several techniques, such as molecular beam
epitaxy (MBE), radio frequency (rf) sputtering and
chemical vapor deposition (CVD) [5–7]. In present
study, pulsed laser deposition (PLD) technique was
used to grow ZnO thin films. The PLD has advantages
of being able to employ a relatively high oxygen
partial pressure and also to achieve high-quality
crystalline films with relatively high deposition rate
at low temperatures because the high energy
(�100 eV) of the ablated particles is obtained in
the laser produced plume [8]. According to X-ray
diffraction (XRD) analysis, all the films deposited
in the work showed c-axis oriented textures and the
ZnO films are almost epitaxially grown. In this work,
we have tried to investigate the effect of substrate
temperature in PLD on the structural and optical-
emission properties of ZnO films and optimize the
growth temperature for high-quality ZnO films at a
fixed oxygen pressure.
2. Experiment
The PLD technique has been used for the deposition
of ZnO films. The chamber was evacuated by a
turbomolecular pump to a base pressure of 1�
10ÿ6 Torr. For the epitaxial growth of ZnO thin films,
Applied Surface Science 169–170 (2001) 525–528
* Corresponding author. Tel.: 82-2-2123-2776;
fax: 82-2-364-9770.
E-mail address: sylee@yonsei.ac.kr (S.Y. Lee).
0169-4332/01/$ – see front matter # 2001 Elsevier Science B.V. All rights reserved.
PII: S 0 1 6 9 - 4 3 3 2 ( 0 0 ) 0 0 7 5 2 - 2
1 cm� 1 cm (0 0 1) a-Al2O3 substrates were used.
The laser energy density was fixed at 2.5 J/cm2. We
have used a ceramic ZnO target (1 in. diameter,
99.999% purity). Pulsed Nd:YAG laser at a wave-
length of 355 nm and pulse duration of 6 ns was
focused onto a rotating target at a repetition rate of
5 Hz. A substrate holder was placed at 50 mm from
the target. The ZnO films were deposited at a fixed
oxygen pressure of 350 mTorr and different substrate
temperatures 200, 400, 500, 600 and 7008C. Prior to
the deposition, sapphire substrates were ultrasonically
degreased in acetone and methanol for 3 min. The
thickness of ZnO films were measured by 2 MeV He
backscattering spectrometry (RBS). The optical prop-
erties of the ZnO thin films were characterized by
photoluminescence (PL) with an Ar ion laser as a light
source using an excitation wavelength of 351 nm and a
power of 100 mW. All spectra were taken at room
temperature by using a grating spectrometer and a
photomultiplier detector. Electrical properties were
investigated by van der Pauw Hall measurements.
Structural properties of the ZnO films were investi-
gated by the XRD.
3. Results and discussion
XRD spectra of ZnO films deposited by PLD at the
substrate temperatures of 200–7008C at the fixed
350 mTorr oxygen pressure show only (0 0 2) ZnO
peak and (0 0 6) substrate Al2O3 peak as shown Fig. 1.
This means that (0 0 2) textured film is formed in an
effective equilibrium state which gives enough surface
mobility to impinge atoms at growth temperatures
above 2008C. The full width at half maximum
(FWHM) of 2y values reveals the crystallinity of
the film [9]. The increase of the substrate temperature
enhances the crystallinity of film, as indicated by the
decrease of FWHM in Table 1. Large textured grains
are obtained as increasing the substrate temperature.
Electrical properties were measured by van der
Pauw Hall measurements. The ZnO films grown under
conditions of substrate temperature of 200–7008C at
the fixed 350 mTorr oxygen pressure showed all n-
type conduction with carrier concentration of the order
of 1018–1019/cm3. The resistivity of films grown under
above conditions was varied from (1.32–2:18�
10ÿ2 Ocm.
Fig. 1. XRD spectra obtained from ZnO films deposited at the substrate temperatures of (a) 2008C, (b) 4008C and (c) 7008C at a fixed oxygen
pressure of 350 mTorr.
Table 1
FWHM of ZnO thin films deposited at the substrate temperatures
of 200–7008C at the fixed oxygen pressure of 350 mTorr
Substrate
temperature (8C)
200 400 500 600 700
FWHM (degree) 0.212 0.188 0.141 0.118 0.118
526 S.H. Bae et al. / Applied Surface Science 169–170 (2001) 525–528
Fig. 2 shows the PL of ZnO films grown at the
substrate temperatures of (a) 2008C, (b) 4008C, (c)
5008C, (d) 6008C and (e) 7008C at a fixed oxygen
pressure of 350 mTorr. UV PL characteristics of ZnO
films showed strong relation to the substrate tempera-
ture. At the substrate temperature lower than 2008C,
Zn and O2 molecules could not have enough energy to
form stoichiometric ZnO film. The ZnO films show
the most intense UV luminescence as they are depos-
ited at 4008C since the stoichiometry of the ZnO films
has been improved as increasing the substrate tem-
perature to 4008C. As substrate temperature increases
above 4008C, the intensity of UV emission decreases.
This result reveals that the ZnO films grown at 4008C
are more stoichiometric than any other films grown
above 4008C. In order to explain the present results, it
may be reasonable to consider the effect of the Zn
evaporation. Its melting point is only 693 K [10]. If the
substrate temperature becomes too high during the
PLD process, the Zn and O vacancies possibly
increase due to Zn evaporation leading to inferior
stoichiometric ZnO. In the present PLD work, the
substrate temperature of 4008C is found to be an
optimum deposition temperature to keep the best
stoichiometry when the oxygen pressure is fixed at
350 mTorr. Compared to the XRD results of Fig. 1, it
is also interesting to note that emitted UV intensity is
not always dependent upon the textured grain size but
upon the stoichiometry of ZnO.
Besides the UV emission, earlier work by Stude-
ninkin et al. [11] indicated that ZnO exhibited
other PL bands centered around 510 and 640 nm,
labeled green and yellow bands. In this work, the
ZnO films exhibited similar emission behavior, show-
ing UV (380 nm) and broad blue-green PL bands
(480–540 nm). The green luminescence of ZnO is
related to oxygen vacancies in the films according
to Vanheusden et al. [12]. In our case, these defect-
related luminescence shows the highest intensity from
the samples deposited at such high temperature of
6008C.
4. Conclusion
Highly c-axis oriented ZnO films on sapphire
have been deposited at a fixed 350 mTorr oxygen
pressure by the PLD technique. According to XRD
result, it is found that substrate temperature plays an
important role for improving crystal quality of ZnO
films. The optical properties were measured by PL.
The intensity of UV emission is mostly dependent
upon the stoichiometry of ZnO films, rather than the
textured grain size. The ZnO film grown at 4008C
substrate temperature showed the highest UV PL
intensity, while the most intense blue-green PL was
obtained from the samples grown at a higher tem-
perature of 6008C.
Fig. 2. Photoluminescence spectra obtained from films deposited at the substrate temperatures of (a) 2008C, (b) 4008C, (c) 5008C, (d) 6008C
and (e) 7008C at a fixed oxygen pressure of 350 mTorr.
S.H. Bae et al. / Applied Surface Science 169–170 (2001) 525–528 527
Acknowledgements
The authors wish to acknowledge the financial
support of the Korea Research Foundation made in
the program year of 1998.
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