Articles
1256 www.thelancet.com Vol 377 April 9, 2011
Lancet 2011; 377: 1256–63
See Comment page 1216
Centre for Virology
(Prof P D Griffi ths MD,
A Stanton RN, E McCarrell MSc,
M Osman PhD,
Prof V C Emery PhD,
R S B Milne PhD,
C E Atkinson MSc,
E Rothwell RGN, N Old BA,
T Haque FRCPath,
S Atabani MRCPath,
S Luck MBChB, S Prideaux BSc),
Centre for Nephrology
(M Harber FRCP,
A Davenport FRCP, G Jones MRCP,
D C Wheeler FRCP, P Sweny FRCP,
R Kinyanjui RN), Sheila Sherlock
Liver Centre and University
Department of Surgery, Royal
Free NHS Trust (J O’Beirne MRCP,
D Thorburn FRCP, D Patch FRCP,
Prof A K Burroughs FRCP),
Department of Infection &
Population Health, UCL Medical
School, London (C Smith PhD),
Pharmacy Department, Royal
Free NHS Trust, London
(M Lanzman MRPharmS,
E Woodford); and Clinical
Development, Sanofi Pasteur,
Marcy l’Etoile, France
(S Pichon MSc)
Correspondence to:
Prof Paul D Griffi ths, Centre
for Virology, UCL Medical
School, Rowland Hill Street,
London NW3 2PF, UK
p.griffi ths@medsch.ucl.ac.uk
Cytomegalovirus glycoprotein-B vaccine with MF59
adjuvant in transplant recipients: a phase 2 randomised
placebo-controlled trial
Paul D Griffi ths, Anna Stanton, Erin McCarrell, Colette Smith, Mohamed Osman, Mark Harber, Andrew Davenport, Gareth Jones, David C Wheeler,
James O’Beirne, Douglas Thorburn, David Patch, Claire E Atkinson, Sylvie Pichon, Paul Sweny, Marisa Lanzman, Elizabeth Woodford,
Emily Rothwell, Natasha Old, Ruth Kinyanjui, Tanzina Haque, Sowsan Atabani, Suzanne Luck, Steven Prideaux, Richard S B Milne,
Vincent C Emery, Andrew K Burroughs
Summary
Background Cytomegalovirus end-organ disease can be prevented by giving ganciclovir when viraemia is detected in
allograft recipients. Values of viral load correlate with development of end-organ disease and are moderated by pre-
existing natural immunity. Our aim was to determine whether vaccine-induced immunity could do likewise.
Methods We undertook a phase-2 randomised placebo controlled trial in adults awaiting kidney or liver transplantation
at the Royal Free Hospital, London, UK. Exclusion criteria were pregnancy, receipt of blood products (except albumin) in
the previous 3 months, and simultaneous multiorgan transplantation. 70 patients seronegative and 70 seropositive for
cytomegalovirus were randomly assigned from a scratch-off randomisation code in a 1:1 ratio to receive either
cytomegalovirus glycoprotein-B vaccine with MF59 adjuvant or placebo, each given at baseline, 1 month and 6 months
later. If a patient was transplanted, no further vaccinations were given and serial blood samples were tested for
cytomegalovirus DNA by real-time quantitative PCR (rtqPCR). Any patient with one blood sample containing more than
3000 cytomegalovirus genomes per mL received ganciclovir until two consecutive undetectable cytomegalovirus DNA
measurements. Safety and immunogenicity were coprimary endpoints and were assessed by intention to treat in patients
who received at least one dose of vaccine or placebo. This trial is registered with ClinicalTrials.gov, NCT00299260.
Findings 67 patients received vaccine and 73 placebo, all of whom were evaluable. Glycoprotein-B antibody titres
were signifi cantly increased in both seronegative (geometric mean titre 12 537 (95% CI 6593–23 840) versus
86 (63–118) in recipients of placebo recipients; p<0·0001) and seropositive (118 395; 64 503–217 272) versus
24 682 (17 909–34 017); p<0·0001) recipients of vaccine. In those who developed viraemia after transplantation,
glycoprotein-B antibody titres correlated inversely with duration of viraemia (p=0·0022). In the seronegative patients
with seropositive donors, the duration of viraemia (p=0·0480) and number of days of ganciclovir treatment
(p=0·0287) were reduced in vaccine recipients.
Interpretation Although cytomegalovirus disease occurs in the context of suppressed cell-mediated immunity
post-transplantation, humoral immunity has a role in reduction of cytomegalovirus viraemia. Vaccines containing
cytomegalovirus glycoprotein B merit further assessment in transplant recipients.
Funding National Institute of Allergy and Infectious Diseases, Grant R01AI051355 and Wellcome Trust, Grant 078332.
Sponsor: University College London (UCL).
Introduction
Cytomegalovirus is an important pathogen for women of
childbearing age and for allograft recipients, two
populations in whom development of a vaccine has been
rated as high priority.1–3 The life-long latency and ability
to reinfect despite pre-existing natural immunity make
the production of a vaccine against cytomegalovirus
challeng ing.4,5 In the allograft recipient, viraemic
dissemin ation can cause end-organ disease, such as
hepatitis, pneumonitis, gastroenteritis, and retinitis6,7
and can predispose to transplant rejection. The antiviral
drug ganciclovir and its prodrug valganciclovir potently
inhibit cytomegalovirus replication. Two strategies can
be deployed to control end-organ disease related to the
virus: antiviral prophylaxis, in which the drug is given
routinely from the time of transplantation; or pre-emptive
treatment, in which patients are monitored to detect the
virus in blood and treatment is begun once a defi ned
quantity of viral load is detected. Both strategies are
eff ective in control of such disease.8–13
Cytomegalovirus infection after transplantation might
originate from the donor or from reactivation in the
recipient. Infection might cause either primary infection
in recipients who are initially seronegative for the virus
or reinfection with a new strain in seropositive recipients.4
The most serious clinical eff ects result from primary
infection, followed by reinfection, with reactivation being
the least likely to cause end-organ disease.4 Thus, most
end-organ disease arises from donor-derived virus. This
hierarchy of risk occurs because natural immunity before
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www.thelancet.com Vol 377 April 9, 2011 1257
trans plantation provides substantial protection against
virus replication after transplantation14–16 and a high viral
load is needed to cause end-organ disease.17–19
Given that natural immunity before transplantation
can modulate the pathogenicity of cytomegalovirus after
transplantation,16 we tested whether vaccine-induced
immunity could do likewise. No correlates of protective
immunity that defi ne whether a given vaccine is
suffi ciently immunogenic exist to justify a phase-3
clinical trial of effi cacy. We therefore designed a phase-2
proof-of-concept study, selecting a group of patients given
pre-emptive treatment as standard of care, so that no
patient received antiviral prophylaxis. This study focused
on pharmacodynamics rather than pharma cokinetics.
Methods
Patients studied
In this phase-2 randomised placebo-controlled trial,
patients were recruited from the kidney or liver transplant
waiting lists at the Royal Free Hospital, London, UK,
between Aug 3, 2006, and Oct 30, 2008. Exclusion criteria
included: pregnancy (a negative pregnancy test was
required before each vaccine dose); receipt of blood
products (except albumin) in the previous 3 months, and
Vaccine group Placebo group
Cytomegalovirus
positive
Cytomegalovirus
negative
Cytomegalovirus
positive
Cytomegalovirus
negative
Total number of patients 32 35 38 35
Organ awaiting transplantation
Liver 10 (31%) 15 (43%) 13 (34%) 16 (46%)
Kidney 22 (69%) 20 (57%) 25 (66%) 19 (54%)
Sex
Male 16 (50%) 22 (63%) 17 (45%) 27 (77%)
Female 16 (50%) 13 (37%) 21 (55%) 8 (23%)
Age (years) 55 (12) 49 (12) 52 (12) 48 (13)
Race
Caucasian 24 (75%) 32 (91%) 22 (58%) 33 (94%)
Black 1 (3%) 0 (0%) 7 (18%) 1 (3%)
Asian 5 (16%) 3 (9%) 5 (13%) 0 (0%)
Other 2 (6%) 0 (0%) 4 (11%) 1 (3%)
Number of vaccinations received
1 1 (3%) 1 (3%) 4 (11%) 1 (3%)
2 12 (38%) 18 (51%) 12 (32%) 8 (23%)
3 19 (59%) 16 (46%) 22 (58%) 26 (74%)
Days from vaccine 1 to vaccine 2 (median, range) 32 (21–118) n=31 35 (22–274) n=34 30 (21–119) n=34 31 (23–241) n=34
Days from vaccine 1 to vaccine 3 (median, range) 186 (154–416) n=19 188 (147–224) n=16 188 (167–298) n=22 188 (151–375) n=26
Total number of patients who proceeded to transplantation
during study period
18 23 22 15
Organ transplanted
Liver 8 (44%) 11 (48%) 10 (46%) 10 (67%)
Kidney 10 (56%) 12 (52%) 12 (55%) 5 (33%)
Sex
Male 7 (39%) 15 (65%) 7 (32%) 13 (87%)
Female 11 (61%) 8 (35%) 15 (68%) 2 (13%)
Age at transplantation (years) 53 (12) 50 (13) 50 (12) 49 (12)
Race
Caucasian 12 (67%) 22 (96%) 14 (64%) 15 (100%)
Black 1 (6%) 0 (0%) 2 (9%) 0 (0%)
Asian 4 (22%) 1 (4%) 3 (14%) 0 (0%)
Other 1 (6%) 0 (0%) 3 (14%) 0 (0%)
Number of doses of vaccine or placebo received before transplantation
1 0 (0%) 1 (4%) 1 (5%) 0 (0%)
2 9 (50%) 16 (70%) 8 (36%) 6 (40%)
3 9 (50%) 6 (26%) 13 (59%) 9 (60%)
Days from vaccine 1 to transplantation (median, range) 216 (40–636) 123 (22–604) 199 (8–1134) 262 (36–1231)
(Continues on next page)
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1258 www.thelancet.com Vol 377 April 9, 2011
simultaneous multiorgan transplantation. The study was
approved by the Research Ethics Committee and all
patients gave written informed consent.
Randomisation and masking
After patient consent, a pharmacist allocated placebo or
vaccine using a scratch-off randomisation code provided
by Sanofi Pasteur. The randomisation (ratio 1:1) was
stratifi ed by cytomegalovirus status (seropositive vs sero-
negative) and by transplanted organ (renal vs liver).
Because the vaccine (white emulsion) and the placebo
(colourless liquid) appeared diff erent, a blind-observer
procedure was followed for product preparation and
administration and safety assessment. Specifi cally, one
investigator prepared the vaccine by transferring 0·35 mL
of the MF59 emulsion to the 0·35 mL of cytomegalovirus
glycoprotein-B antigen vial and then withdrawing 0·5 mL
to vaccinate the patient. A second investigator (unaware
of whether vaccine or placebo had been given) was then
responsible for safety assessment. The material to be
injected was obscured from patients who were asked to
face away from the injection site.
Procedures
The fi rst patient was vaccinated on Aug 3, 2006. Vaccine
doses containing 20 μg of recombinant cytomegalovirus
glycoprotein B plus 9·75 mg of MF59 adjuvant were
given intramuscularly at 0, 1, and 6 months, which was a
dose schedule that had been previously assessed in
healthy volunteers.20–22 The placebo was normal saline.
Once a patient was transplanted, which could occur
before all three doses were given, no further doses were
given. Patients received a diary card to record solicited
local (injection site pain, erythema, and swelling) and
systemic (headache, fever, and myalgia) symptoms for
7 days after every injection and a thermometer and ruler
to help with these measure ments. These adverse events
were classifi ed as mild, moderate, or severe by reference
to a pre-specifi ed chart. Patients were telephoned 48 h
after every injection to remind them to complete the
diary cards. Any serious adverse events that occurred
within 28 days after an injection were recorded, and so
were unexpected serious adverse reactions occurring at
any time until the trial ended in September, 2009.
The principal investigator was responsible for study
design, protocol development and, together with the statis-
tician, prepared the prespecifi ed data analysis plan. Adverse
and serious adverse events were tabulated and presented
to a Data Safety Committee on six occasions. This Com-
mittee felt it was necessary to break the code in April, 2009,
to ensure that there was no imbalance in the number of
deaths occurring in each study group, but all investigators
remained unaware of the allocation until the formal
breaking of the code in September, 2009, after all partici-
pants had completed the vaccination phase of the study.
Antibodies against glycoprotein B were measured by
enzyme immunoassay with a method similar to that
described in detail elsewhere23 and expressed as geometric
mean titres. Patients were managed according to routine
clinical standard of care at this institute. Whole blood
samples were requested twice a week from inpatients and
at all subsequent outpatient visits, which were typically
scheduled every week for 4 weeks then every 2 weeks until
day 90. If cytomegalovirus viraemia was detected, patients
Vaccine group Placebo group
Cytomegalovirus
positive
Cytomegalovirus
negative
Cytomegalovirus
positive
Cytomegalovirus
negative
(Continued from previous page)
Immunosuppressive drugs administered*
Basiliximab 5 (28%) 9 (39%) 7 (32%) 3 (20%)
Tacrolimus 14 (78%) 23 (100%) 22 (100%) 13 (87%)
Azathioprine 5 (28%) 6 (26%) 7 (32%) 4 (27%)
Mycophenolate mofetil 10 (56%) 17 (74%) 16 (73%) 10 (67%)
Prednisolone 13 (72%) 21 (91%) 19 (86%) 11 (73%)
Methylprednisolone 10 (56%) 16 (70%) 18 (82%) 9 (60%)
Available follow-up by PCR since transplantation (days)
Median (range) 93 (89-228) 97 (15–138) 95 (45–173) 95 (20–278)
Cytomegalovirus status of donor
Positive 7 (39%) 11 (48%) 15 (68%) 5 (33%)
Negative 11 (61%) 12 (52%) 7 (32%) 10 (67%)
Transplantation type
Cadaver 13 (72%) 17 (74%) 16 (73%) 14 (93%)
Live person 5 (28%) 6 (26%) 6 (27%) 1 (7%)
Data are number (%), mean (SD) unless otherwise indicated. *If drugs known, otherwise we assumed that no drugs were administered.
Table 1: Baseline characteristics according to patients’ cytomegalovirus status and randomisation group
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www.thelancet.com Vol 377 April 9, 2011 1259
were monitored closely until PCR-negative results were
obtained, and testing reverted to twice weekly in inpatients
and at all subsequent outpatient visits. Each sample was
tested by real-time quantitative PCR (rtqPCR) for
cytomegalovirus DNA as described elsewhere.24
Viraemia was defi ned as a blood sample that was PCR
positive (cutoff 200 genomes per mL whole blood). If
viraemia higher than 3000 genomes per mL was detected,
the patient was treated with twice daily intravenous
ganciclovir 5 mg/kg (or twice daily oral valganciclovir
900 mg), with dose adjustment for renal function, until
cytomegalovirus DNA was undetectable in two consecu-
tive blood samples. The time from the fi rst PCR-positive
sample until the last PCR-positive sample defi ned
duration of viraemia, which therefore included days with
and without pre-emptive treatment. Previous comparisons
showed that changes in viral load values were
indistinguishable when patients were treated with
ganciclovir or valganciclovir.24 Cytomegalovirus end-
organ disease was diagnosed by histopathological demon-
stration of inclusion bodies in aff ected organs25 and,
from our natural history data,26 was associated with a
median viral load of 175 500 genomes per mL in blood
with 37 000 genomes per mL as the lower limit of the
95% CI. With the 1 day average doubling-time14,15 of
cytomegalovirus and the timing of sampling twice weekly,
we aimed to initiate pre-emptive treatment once the viral
load increased above 3000 genomes per mL to prevent
viral load reaching 37 000 genomes per mL.
For the studies of immunogenicity, serum samples were
requested at the time of fi rst injection and 28, 56, 180, and
208 days later in those who received all three injections. In
the subset of patients who received transplants, additional
samples were requested at time of transplantation
and 7, 35, 63, and 90 days later. The geometric mean titre
and 95% CI of antibodies measured against glycoprotein B
was calculated at each timepoint and plotted according to
patient cytomegalovirus serostatus and randomisation
group. Neutralising antibodies were measured with
Towne RC256 (β-galactosidase marker virus) and human
fi broblast target cells.
Safety and immunogenicity were co-primary endpoints.
For secondary endpoints, we postulated that receipt of
vaccine would decrease the duration or quantity, or both, of
viraemia when compared with that of placebo. A correlate
of protective immunity was the tertiary endpoint.
Statistical analysis
Safety and immunogenicity was assessed by intention to
treat in patients who received at least one dose of vaccine
or placebo (intention to treat–exposed analysis). No
interim analyses were planned and no post-hoc analyses
are presented. The percentage of patients reporting any
pain (regardless of severity) within a week of fi rst injection
was compared in the two groups with a χ² test. Tests were
two-sided and a p value of less than 0·05 was regarded as
signifi cant. Patients who did not complete a diary card
were judged to have had pain (missing-equals-failure
analysis). This analysis was repeated for the occurrence of
other solicited adverse events (myalgia, redness, site
swelling, headaches, or fever) within 1 week of the fi rst
injection. The missing-equals-failure analysis was
repeated for the percentage of patients reporting pain
within a week of the second and third doses, but excluding
those who proceeded to transplantation since this was a
random event (modifi ed missing-equals-failure approach).
Next, the results from all three injections were
summarised descrip tively according to severity (and thus
each individual could have up to three measurements
reported for each adverse event). Those who did not
complete a diary card were excluded from the combined
analysis of degree of severity.
For the studies of immunogenicity, because the outcome
was numerical, a missing-equals-excluded approach was
taken. The main timepoint of interest was decided a priori
to be 1 month after the second dose of vaccine (day 56)
and diff erences between groups were compared by a
2-sample t test (with log-transformed data to ensure
normality) stratifi ed by the patients’ cytomegalovirus
status. The investigation was powered so that about
30 patients with cytomegalovirus viraemia after trans-
plantation would be expected, on the basis of our previous
natural history data.16 A total sample size of 140 patients
was required to expect about 30 patients to develop
viraemia. Analyses were done with SAS version 9.2 (SAS
Institute Inc, Cary, NC). This trial is registered with
ClinicalTrials.gov, NCT00299260.
490 patients assessed
for eligibility
140 randomised
67 assigned to receive
cytomegalovirus vaccine
67 assessed
35 received 3 doses
30 received 2 doses
2 received 1 dose
12 excluded
4 died
4 at patient’s request
2 referred elsewhere
2 ill health
14 awaiting
transplantation
16 excluded
6 died
3 at patient’s request
2 referred elsewhere
4 ill health
1 lost to follow-up
20 awaiting
transplantation
73 assessed
48 received 3 doses
20 received 2 doses
5 received 1 dose
41 proceeded to transplantation 37 proceeded to transplantation
41 evaluable 37 evaluable
73 assigned to receive
placebo
Figure 1: Trial profi le at the time of analysis
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Role of the funding source
The sponsors of the study and the funding source had no
role in the study design, data collection, data analysis, data
interpretation, writing of the manuscript, or in the
decision to submit to publication. PG, CS, VE, RM had
full access to all the data. All authors reviewed the report
and had fi nal responsibility for the decision to submit for
publication.
Results
No major imbalances in demographic or clinical features
were noted between seropositive or seronegative patients
randomly assigned to vaccine or placebo (table 1). Figure 1
shows the trial profi le at Dec 31, 2009. All 140 randomised
patients were evaluable for the two co-primary endpoints
of safety and immunogenicity. Of the 67 patients randomly
assigned to vaccine, all 67 (100%) had not proceeded to
transplantation or death before the fi rst schedule dose,
66 (98·5%) had not done so before t