American Thoracic Society Documents
An Official ATS/ERS/JRS/ALAT Statement: Idiopathic
Pulmonary Fibrosis: Evidence-based Guidelines for
Diagnosis and Management
Ganesh Raghu, Harold R. Collard, Jim J. Egan, Fernando J. Martinez, Juergen Behr, Kevin K. Brown,
Thomas V. Colby, Jean-Francxois Cordier, Kevin R. Flaherty, Joseph A. Lasky, David A. Lynch, Jay H. Ryu,
Jeffrey J. Swigris, Athol U. Wells, Julio Ancochea, Demosthenes Bouros, Carlos Carvalho, Ulrich Costabel,
Masahito Ebina, David M. Hansell, Takeshi Johkoh, Dong Soon Kim, Talmadge E. King, Jr., Yasuhiro Kondoh,
Jeffrey Myers, Nestor L. Mu¨ller, Andrew G. Nicholson, Luca Richeldi, Moise´s Selman, Rosalind F. Dudden,
Barbara S. Griss, Shandra L. Protzko, and Holger J. Schu¨nemann, on behalf of the ATS/ERS/JRS/ALAT Committee
on Idiopathic Pulmonary Fibrosis
THIS OFFICIAL STATEMENT OF THE AMERICAN THORACIC SOCIETY (ATS), THE EUROPEAN RESPIRATORY SOCIETY (ERS), THE JAPANESE
RESPIRATORY SOCIETY (JRS), AND THE LATIN AMERICAN THORACIC ASSOCIATION (ALAT) WAS APPROVED BY THE ATS BOARD OF
DIRECTORS, NOVEMBER 2010, THE ERS EXECUTIVE COMMITTEE, SEPTEMBER 2010, THE JRS BOARD OF DIRECTORS, DECEMBER 2010, AND
THE ALAT EXECUTIVE COMMITTEE, NOVEMBER 2010
THIS STATEMENT HAS BEEN FORMALLY ENDORSED BY THE SOCIETY OF THORACIC RADIOLOGY AND BY THE PULMONARY PATHOLOGY SOCIETY
CONTENTS
Introduction
Objective
Methods
Committee Composition
Disclosure of Conflicts of Interest
Committee Meetings and Evidence Review Process
Document Preparation
Document Structure
Formulation of the Topic Sections and Questions
Literature Review and Preparation of Evidence Profiles
Quality of Evidence and Strength of Recommendations
External Review Process
Significance of Evidence-based Recommendations to Clinicians
for the Management of IPF
Summary Conclusions and Treatment Recommendations
Conclusions
Treatment Recommendations
Definition and Epidemiology
Definition
Clinical Presentation
Incidence and Prevalence
Potential Risk Factors
Genetic Factors
Definition Of UIP Pattern
UIP Pattern: HRCT Features
UIP Pattern: Histopathology Features
Diagnosis
Diagnostic Criteria
Exclusion of Other Known Causes
Bronchoalveolar Lavage Cellular Analysis
Transbronchial Lung Biopsy
Serological Testing for Connective Tissues Disease
Multidisciplinary Discussion
Natural History of IPF
Acute Exacerbation of IPF
Vital Statistics
Staging and Prognosis
Demographics
Dyspnea
Physiology
HRCT Features
Composite Scoring Systems
Six-Minute-Walk Testing
Histopathology
Pulmonary Hypertension
Emphysema
Serum and Bronchoalveolar Lavage Biomarkers
Treatment
Pharmacologic Therapies
Nonpharmacologic Therapies
Selected Complications and Comorbid Conditions
Palliative Care
Monitoring the Clinical Course of Disease
Monitoring for Progressive Disease
Monitoring for Worsening Symptoms
Monitoring for Worsening Oxygenation
Monitoring for Complications and Comorbidities
Summary of Clinical Management of IPF
Future Directions
This document is an international evidence-based guideline on the
diagnosis and management of idiopathic pulmonary fibrosis, and is
a collaborative effortof the AmericanThoracicSociety, the European
Respiratory Society, the Japanese Respiratory Society, and the Latin
American Thoracic Association. It represents the current state of
knowledge regarding idiopathic pulmonary fibrosis (IPF), and con-
tainssectionsondefinitionandepidemiology, risk factors,diagnosis,
natural history, staging and prognosis, treatment, and monitoring
disease course. For the diagnosis and treatment sections, pragmatic
GRADE evidence-based methodology was applied in a question-
based format. For each diagnosis and treatment question, the
committee graded the quality of the evidence available (high,
moderate, low, or very low), and made a recommendation (yes or
no, strong or weak). Recommendations were based on majority
vote. It is emphasized that clinicians must spend adequate time with
This document has an online supplement, which is accessible from this issue’s
table of contents at www.atsjournals.org
Am J Respir Crit Care Med Vol 183. pp 788–824, 2011
DOI: 10.1164/rccm.2009-040GL
Internet address: www.atsjournals.org
patients to discuss patients’ values and preferences and decide on
the appropriate course of action.
Keywords: idiopathic pulmonary fibrosis; usual interstitial pneumonia;
evidence-based medicine, diagnosis, therapeutics
Idiopathic pulmonary fibrosis (IPF) is defined as a specific form
of chronic, progressive fibrosing interstitial pneumonia of un-
known cause, occurring primarily in older adults, and limited
to the lungs. It is characterized by progressive worsening of
dyspnea and lung function and is associated with a poor
prognosis. The American Thoracic Society and European Re-
spiratory Society (ATS/ERS), in collaboration with the Amer-
ican College of Chest Physicians (ACCP), published an
international consensus statement in 2000 on the diagnosis
and management of IPF (1). Importantly, the statement recog-
nized IPF as a distinct clinical entity associated with the his-
tologic appearance of usual interstitial pneumonia (UIP), and
provided specific recommendations for clinicians regarding its
diagnosis and management. Since the publication of the 2000
ATS/ERS statement, studies have used the ATS/ERS statement
recommendations to further our understanding of the clinical
manifestations and course of IPF. The accumulated data and
observations made in these studies allow us to provide new
guidelines for the diagnosis and management of IPF based on
the best available evidence using ATS/ERS methodology.
OBJECTIVE
This document is an international evidence-based guideline on
the diagnosis and management of IPF. The purpose of these
guidelines is to analyze the additional evidence accumulated
since the publication of the 2000 ATS/ERS consensus statement
and to provide evidence-based recommendations for manage-
ment, with an emphasis on diagnosis and treatment. This
document is intended to replace the previous ATS/ERS IPF
consensus statement, and will be updated when appropriate in
accordance with the policy of the sponsoring societies.
The primary objective of this document is to provide
recommendations based on a thorough review of the evidence
published to date using the GRADE methodology (see below)
to clinicians in a transparent manner. It is intended to empower
clinicians to interpret these recommendations in the context of
individual patient values and preferences, and to make appro-
priate decisions regarding all aspects of disease management,
tailored to the patient with typical IPF.
METHODS
Committee Composition
This guideline is a collaborative effort between the ATS, ERS, Japanese
Respiratory Society (JRS), and Latin American Thoracic Association
(ALAT). The project chair (G.R.) nominated two co-chairs (J.J.E. and
F.J.M.) and a group of experts in IPF and/or evidence-based method-
ology from North America, Europe, Asia, and South America. This
group consisted of clinicians with recognized expertise in IPF and
interstitial lung diseases (24 pulmonologists, 4 radiologists, and 4
pathologists), 4 methodologist (also a general pulmonologist), and 1
chief librarian, assisted by 2 librarians experienced with literature
searches for pulmonary diseases. This group was approved by and
represented the membership of the four sponsoring societies.
Disclosure of Conflicts of Interest
Panel members disclosed all potential conflicts of interest. The chair
discussed and resolved all potential conflicts of interest with committee
members. All potential conflicts of interest (including those of the chair
and co-chairs) were discussed with the chair of the Ethics and Conflict
of Interest Committee of the ATS.
During all deliberations, members with perceived conflicts of interest
abstained from voting on specific recommendations related to the
conflict of interest. Furthermore, members were reminded to consider
their own and other members’ potential conflicts of interest when
discussing and voting on recommendations. In addition, other potential
conflict of interest, if any (e.g., academic conflicts of interest), that were
not apparent in the formal disclosures were left to be resolved by
individual committee members based on their own conscience, judgment,
and discretion in making recommendations (i.e., voting). The reference
librarians did not participate in voting for any of the recommendations.
Committee Meetings and Evidence Review Process
The committee was divided into subgroups, and each subgroup was
provided with articles relevant to their respective sections and/or
questions. The subgroups were tasked with reviewing the literature,
developing relevant questions, and developing preliminary section
drafts. Four face-to-face meetings were held in which the subgroup
drafts were reviewed. For certain sections, evidence-based recommen-
dations were discussed, voted on, and finalized by the entire committee.
Document Preparation
The chair and a member of the committee (H.R.C.) integrated the draft
sections and voting results into a preliminary document that was
circulated among the committee members for further input. Input from
the committee members was incorporated into the document which was
read and edited further by an editing committee (G.R., H.R.C., J.H.R.,
J.B., M.E., K.R.F., and H.J.S.) via live webinar-teleconference. A final
draft document was reviewed by the full committee, finalized, approved,
and submitted to the ATS and ERS for peer review. The document was
revised to incorporate the pertinent comments suggested by the external
reviewers and the input provided by the editor of the ATS documenta-
tion and implementation committee. The drafted revised document was
read and edited via webinar-teleconference (G.R., J.J.E., F.J.M., H.R.C.,
and H.J.S.) and circulated to the entire committee for further input. A
pre-final draft of the revised document was subsequently finalized via
webinar-teleconference (G.R., J.J.E., F.J.M., H.R.C., and H.J.S.). Con-
cerns raised by some committee members regarding the choice of most
appropriate words to convey the significance of recommendations were
resolved by consensus reached by all concerned, which included the chair
(G.R.), co-chairs (F.J.M. and J.J.E.), and committee members (H.J.S.,
H.R.C., A.U.W., U.C., and J.B.), and incorporated in the document. One
committee member (R.D.B.) requested not to be a co-author of the final
document due to his concerns regarding the methodology used for the
treatment section. Since he participated in voting and document
preparation, he is listed as a committee member. The revised document
was reviewed by the authors, finalized, approved, and submitted to the
editor of the ATS documentation and implementation committee.
Document Structure
This document is structured to provide an evidence-based review of
the current state of knowledge regarding IPF, and contains guidelines
for the management of IPF that include definition and epidemiology;
risk factors; natural history; staging and prognosis; monitoring disease
course; future directions. For the diagnosis and treatment sections,
pragmatic GRADE evidence-based methodology was applied (2, 3).
These sections were organized around specific questions as described
below. The committee performed a complete systematic review of the
literature for the questions focused on treatment. The literature
searches and assessment of the evidence followed the GRADE ap-
proach to rate the quality of evidence and strength of the recommen-
dations for all questions in the diagnosis and treatment sections. The
remaining sections were written after a thorough review of the
available literature in a narrative review format.
Formulation of the Topic Sections and Questions
Relevant section topics and questions were identified by committee
members. Additional input was sought from general pulmonologists in
the community and at academic centers.
American Thoracic Society Documents 789
Literature Review and Preparation of Evidence Profiles
An evidence profile was created for each question using the GRADE
methodology (2, 3). A MEDLINE search from 1996 to December 2006
was performed at the beginning of the committee’s work, with periodic
updates during document development and finalization through May
31, 2010. Searching the literature before 1996 was not done systemat-
ically, since it had been searched extensively for the 2000 Consensus
Statement (1). The current search was augmented by searches of
EMBASE and committee member files. The literature search was
limited to manuscripts published in the English language and English
abstracts available from articles published in other languages. For the
section on IPF treatment, we utilized the methodology of systematic
review, which included meta-analysis of studies where appropriate (4–
7). This review examined all relevant studies including randomized
controlled trials, cohort studies, case-control studies, and cross-sectional
studies. A few studies were not included in this question-based
document due to the preliminary nature of their observations (8–11).
For details of the literature search methodology and results, please see
the online supplement.
Quality of Evidence and Strength of Recommendations
The quality of evidence was determined according to the ATS
GRADE criteria (3) (Tables 1 and 2). The GRADE approach
identifies all outcomes that are of importance to patients and differ-
entiates the critical outcomes from the important but not critical ones.
Recommendations depend on the evidence for all patient-important
outcomes and the quality of evidence for each of those outcomes.
GRADE evidence profiles are tabulated in this document for random-
ized controlled trials (see TREATMENT below). For each question, the
committee graded the quality of the evidence available (high, moder-
ate, low, or very low), and made a recommendation for or against.
Recommendations were decided on the basis of majority vote. There
were 31 voting members of the committee (the reference librarians
were not voting members). The number of votes for, against, abstain-
ing, and absent are reported for all treatment votes. Recommendations
were either ‘‘strong’’ or ‘‘weak.’’ The strength of a recommendation
reflects the extent to which one can, across the range of patients for
whom the recommendation is intended, be confident that desirable
effects outweigh undesirable effects (3).
All recommendations were made after face-to-face, detailed dis-
cussions of the evidence profile and quality by committee members
present at the face-to-face discussions. While the recommendation on
the use of pirfenidone had been made by the committee members
during the face-to-face discussions, the question was revisited because
of the subsequent release of substantial additional scientific evidence.
The ATS and ERS also recommended including the additional
scientific data from just-completed clinical trials of pirfenidone that
had been released to the scientific and public domain in the commit-
tee’s recommendation. This new evidence, including a meta-analysis of
the available pirfenidone data, was sent to all members of the
committee electronically, and the final voting for pirfenidone was
made by e-mail. Thus, the total number of votes for the pirfenidone
question reflects all the voting members of the committee; that is, it
included the votes of the members who were not present during the
prior face-to-face discussions of pirfenidone and other topics.
Newer data published subsequent to the final formal face-to-face
voting was not considered for evidence-based recommendations because
there was not sufficient time for a thorough review and consideration of
the data by the committee members. These newer data that were not
subjected to formal face-to-face discussion are provided as a summarized
narrative in the text of the document. These and all other new pertinent
published data will be considered for formal evidence-based recommen-
dations in future updates of this document.
External Review Process
This document was subjected to review by the ATS Board of Directors
and ERS Science Committee as well as external peer review. The final
document met the approval of the governing bodies of the ATS, ERS,
JRS, and ALAT.
SIGNIFICANCE OF EVIDENCE-BASED
RECOMMENDATIONS TO CLINICIANS FOR
THE MANAGEMENT OF IPF
Over the last decade, there has been an increasing body of
evidence pertinent to the clinical management of IPF. This
committee has reviewed the extensive literature published to
date, and recommendations are provided based on a robust and
transparent methodology. Since the process is transparent, the
recommendations provided empower the clinician confronted
with the patient with typical IPF to make the most appropriate
decisions tailored to the patient’s values and preferences.
Clinicians need guidance to interpret evidence-based rec-
ommendations, in particular the direction and strength of a
recommendation (Table 3). Recommendations against certain
interventions are particularly important if an expert committee
(guideline panel) is concerned that current practice needs to
change and if the evidence indicates that there may be more
harm than benefit from an intervention that is frequently used.
It should be emphasized that evidence-based recommendations
TABLE 1. QUALITY OF EVIDENCE DETERMINATION
Quality of Evidence Study Design Lower If: Higher If:
High Randomized controlled trial d Limitation in study quality
d Indirectness
d Important inconsistency
d Sparse or imprecise data
d High probability of publication bias
d Strong association, no plausible confounders
d Evidence of a dose–response gradient
d Plausible confounders would have reduced
the effect
Moderate Downgraded randomized controlled trial
or upgraded observational study
Low Well done observational study with control groups
Very low Any other evidence (e.g., case reports, case series)
TABLE 2. QUALITY OF THE EVIDENCE RATING AND IMPLICATIONS
Quality of the Evidence (GRADE) The quality of the evidence is a judgment about the extent to which we can be confident that the estimates of effect are
correct. These judgments are made using the GRADE system, and are provided for each outcome. The judgments are based
on the type of study design (randomized trials versus observational studies), the risk of bias, the consistency of the results
across studies, and the precision of the overall estimate across studies. For each outcome, the quality of the evidence is rated
as high, moderate, low, or very low using the following definitions:
High (4444) Further research is very unlikely to change our confidence in the estimate of effect.
Moderate (444s) Further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate.
Low (44ss) Further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change
the estimate.
Very low (4sss) We are very uncertain about the estimate. (For more information about the GRADE system, see: www.gradeworkinggroup.org)
790 AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE VOL 183 2011
are for typical patients. For individual patients, the best decision
may sometimes not be the one recommended by evidence-
based guidelines. Factors that influence such decisions are
primarily related to patients’ values and preferences. Some
patients may be willing to accept possible adverse consequences
even if expected benefits are small; others may not.
The strength of the recommendations is either strong or
weak based on the quality of evidence and the voting of the
committee members. When the recommendation is for the use
of a specific treatment (or a specific question), it is denoted as
a ‘‘YES,’’ and when the recommendation is against the use of
the specific treatmen