RECOMMENDATIONS FOR THE MEDICAL MANAGEMENT OF OSTEOARTHRITS OF THE HIP AND
KNEE
American College of Rheumatology Subcommittee on Osteoarthritis Guidelines
Members of the Subcommittee on Osteoarthritis Guidelines arc as follows. Roy D. Altman, MD: Department of
Veterans Affairs Medical Center, and University of Miami School of Medicine, Miami, Florida; Marc C.
Hochberg, MD, MPH: University of Maryland School of Medicine, Baltimore; Roland W. Moskowitz, MD: Case
Western Reserve University School of Medicine, Cleveland, Ohio; Thomas J. Schnitzer, MD, PhD:
Northwestern University Medical School, Chicago, Illinois.
Members of the Subcommittee have relationships with the following pharmaceutical or biotechnology
companies. Roy D. Altman, MD: Abbott, Aventis Pharmaceutical Co., BoehringerIngelheim, Eutovita, Fidia Co.,
Johnson & Johnson, Ortho-McNeil, Merck Sharp and Dohme, Novartis, Pierre Farber, Procter and Gamble,
Sanofi, Searle, United Therapeutics, Whitehall Robbins, Negma, and NeuColl Corp. Marc C. Hochberg, MD,
MPH: Merck & Co., Aventis Pharmaceutical Co., NEGMA Laboratories, Procter and Gamble, Roche,
Wyeth-Ayerst, Johnson & Johnson, Eli Lilly, and Schering Plough. Roland W. Moskowitz, MD: Searle
(Pharmacia), Sanofi-Synthelab, Fidia Co., and NeuColl Corp. Thomas J. Schnitzer, MD, PhD: Abbott,
Boehringer-Ingelheim, Johnson & Johnson, McNeil Consumer, Merck & Co., Novartis, Ortho-McNeil,
Parke-Davis, Searle, Wyeth-Ayerst, and SmithKline Beecham.
The American College of Rheumatology is an independent professional, medical, and scientific society which
does not guarantee, warrant, or endorse any commercial product or service.
Address reprint requests to American College of Rheumatology, 2200 Lake Boulevard NE, Atlanta, GA 30319.
Submitted for publication January 29, 2000; accepted in revised form May 12, 2000.
Osteoarthritis (OA) is the most common form of arthritis in the United States (1). Patients with OA have pain
that typically worsens with weight bearing and activity and improves with rest, as well as morning stiffness and
gelling of the involved joint after periods of inactivity. On physical examination, they often have tenderness on
palpation, bony enlargement, crepitus on motion, and/or limitation of joint motion. Unlike the case with
rheumatoid arthritis (RA) and other inflammatory arthritides, inflammation, if present, is usually mild and
localized to the affected joint. Although the causes of OA are not completely understood, biomechanical
stresses affecting the articular cartilage and subchondral bone, biochemical changes in the articular cartilage
and synovial membrane, and genetic factors are all important in its pathogenesis (2-4).
Although there is no known cure for OA, treatment designed for the individual patient can reduce pain, maintain
and/or improve joint mobility, and limit functional impairment. In 1995, the American College of Rheumatology
(ACR) published recommendations for the medical management of OA of the hip and knee (5,6). Those
guidelines outlined the use of nonpharmacologic modalities, including patient education and physical and
occupational therapy-the foundation of treatment of individuals with OA, as well as the use of pharmacologic
agents. Specific recommendations for surgical management of OA, however, were not included. Since that
time, several systematic reviews of drug therapy for OA have been published (7-11), and many clinical trials
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have been conducted which have resulted in the approval, or pending review, by the Food and Drug
Administration (FDA) of new devices and drug treatments for OA.
In 1998, the ACR established an ad hoc subcommittee, comprising several of the American authors of the 1995
recommendations, to review interim developments in the field and update the recommendations. As in the
original review, the subcommittee followed the 1905 principles of evidence-based medicine as used in the
process of making clinical decisions (12). As stated by Guyatt, "Physicians practicing [evidence-based
medicine] will search for the highest evidence available, integrate this evidence with their clinical experience
and judgment, and acknowledge the value judgments implicit in moving from evidence to action" (12).
The strongest weight was given to data from systematic reviews, meta-analyses, and published findings of
randomized controlled trials; data from randomized controlled trials presented as abstracts at scientific
meetings were also considered. Where such data were not available, however, the subcommittee followed the
approach taken by the Agency for Health Care Policy and Research, as outlined in the ACR document
"Guidelines for the Development of Practice Guidelines," which combines a detailed, evidence-based approach
with a process that accommodates expert opinion. This was utilized particularly in reviewing the
recommendations for nonpharmacologic modalities, especially the use of assistive devices, bracing, and
footwear. Finally, recently published data on OA patients' preferences regarding treatment with analgesics and
nonsteroidal antiinflammatory drugs (NSAIDs) were also reviewed (13,14).
The goals of the contemporary management of the patient with OA continue to include control of pain and
improvement in function and health-related quality of life, with avoidance, if possible, of toxic effects of therapy.
The recommended approach to the medical management of hip or knee OA includes nonpharmacologic
modalities and drug therapy. The Subcommittee on OA Guidelines emphasizes that these recommendations
are not fixed, rigid mandates, and recognizes that the final decision concerning the therapeutic regimen for an
individual patient rests with the treating physician.
Nonpharmacologic modalities
The components of nonpharmacologic therapy are outlined in Table 1. Patient education and, where
appropriate, education of the patient's family, friends, or other caregivers are integral parts of the treatment plan
for patients with OA. Patients should be encouraged to participate in self-management programs, such as the
Arthritis Foundation Self-Management Program. Individuals who participate in these programs report
decreases in joint pain and frequency of arthritis-related physician visits, increases in physical activity, and
overall improvement in quality of life (15). Additional educational materials, including videos, pamphlets, and
news letters, are available from the Arthritis Foundation and other national voluntary health organizations.
Another cost-effective nonpharmacologic approach for patients with OA is provision of personalized social
support, either directly or by periodic telephone contact. Studies of the results of monthly telephone calls by
trained nonmedical personnel to discuss such issues as joint pain, medications and treatment compliance, drug
toxicities, date of next scheduled visit, and barriers to keeping clinic appointments showed moderate-to-large
degrees of improvement in pain and functional status without a significant increase in costs (16). These studies
underscore the concept that improved communication and education are important factors in decreasing pain
and improving function in patients with OA.
Table 1. Nonpharmacologic therapy for patients with osteoarthritis
Patient education
Self-management programs (e.g., Arthritis Foundation Self-Management Program)
Personalized social support through telephone contact
Weight loss (if overweight)
Aerobic exercise programs
Physical therapy Range-of-motion exercises
Muscle-strengthening exercises
Assistive devices for ambulation
Patellar taping
Appropriate footwear
Lateral-wedged insoles (for genu varum) Bracing
Occupational therapy
Joint protection and energy conservation
Assistive devices for activities of daily living
Individuals with OA of the lower extremity may have limitations that impair their ability to perform activities of
daily living (ADLs), such as walking, bathing, dressing, use of the toilet, and performing household chores.
Physical therapy and occupational therapy play central roles in the management of patients with functional
limitations. The physical therapist assesses muscle strength, joint stability, and mobility; recommends the use
of modalities such as heat (especially useful just prior to exercise); instructs patients in an exercise program to
maintain or improve joint range of motion and periarticular muscle strength; and provides assistive devices,
such as canes, crutches, or walkers, to improve ambulation. Similarly, the occupational therapist can be
instrumental in directing the patient in proper joint protection and energy conservation, use of splints and other
assistive devices, and improving joint function. In addition, the input of a vocational guidance counselor may be
important to patients who are still actively employed.
Quadriceps weakness is common among patients with knee OA, in whom it had been believed to be a
manifestation of disuse atrophy, which develops because of unloading of the painful extremity. Recent studies,
however, have indicated that quadriceps weakness may be present in persons with radiographic changes of
OA who have no history of knee pain, and in whom lower extremity muscle mass is increased, rather than
decreased (17); and that quadriceps weakness may be a risk factor for the development of knee OA,
presumably by decreasing stability of the knee joint and reducing the shock-attenuating capacity of the muscle
(18). These data have recently been reviewed by Hurley (19).
The beneficial effects of both quadricepsstrengthening and aerobic exercise for patients with knee OA, noted in
the original recommendations, were confirmed in the Fitness Arthritis and Seniors Trial (20), in which patients
with mild disability due to symptomatic knee OA were randomly assigned to aerobic exercise, resistive
(muscle-strengthening) exercise, or an education/attention control group. Patients in both exercise groups had
modest but significant improvement compared with the control group; this improvement was sustained over an
18-month followup period. In post hoc analyses, the authors found that the degree of adherence to the exercise
regimen was significantly associated with the magnitude of improvement in pain and functional limitation. The
ability of elderly subjects to maintain conditioning levels of exercise is noteworthy, since many patients with
advanced hip or knee OA are sedentary, deconditioned, and at increased risk for cardiovascular disease (21).
Another recent study demonstrated the efficacy of an exercise program in improving muscle strength, mobility,
and coordination in patients with OA of either the knee or hip (22). In this study, patients randomly assigned to
the exercise group not only had improvement in pain and observed disability, but also reported taking less
acetaminophen and had made fewer physician visits by 12 weeks after entry. The effectiveness of exercise
was similar in patients with hip or knee OA. These exercise programs, however, require a commitment of time,
and effort on the part of the patient.
In addition to quadriceps weakness, sensory dysfunction, reflected by a decrease in proprioception, has been
documented in patients with knee OA (23,24). Hurley and Scott (25) showed that an easily performed exercise
regimen improved knee joint position sense as well as quadriceps strength and performance of ADLs, 1907
and that these improvements were maintained for as long as 6 months.
The 1995 ACR guidelines also recommended that overweight patients with hip or knee OA lose weight. A
randomized open trial of an appetite suppressant and low-calorie diet was completed in 40 overweight patients
with knee OA; all patients received instruction in an exercise walking program (26). Patients randomly assigned
to the appetite suppressant group lost a mean of 3.9 kg over the course of 6 weeks, and also had significant
improvement in their knee OA, as measured by the Lequesne algofunctional index. Although this study had
limitations, it provided the only data from a randomized trial demonstrating a relationship between loss of body
fat (rather than loss of body weight) and improvement in symptoms of knee OA.
As noted in the 1995 ACR recommendations (5,6), proper use of a cane (in the hand contralateral to the
affected knee) reduces loading forces on the joint and is associated with a decrease in pain and improvement
of function. In addition, patients may benefit from wedged insoles to correct abnormal biomechanics due to
varus deformity of the knee (27,28). Another useful maneuver for patients with OA of the knee who have
symptomatic patellofemoral compartment involvement is medial taping of the patella (29).
Pharmacologic therapy
All of the pharmacologic agents discussed in this section should be considered additions to nonpharmacologic
measures, such as those described above, which are the cornerstone of OA management and should be
maintained throughout the treatment period. Drug therapy for pain management is most effective when
combined with nonpharmacologic strategies (30).
For many patients with OA, the relief of mild-to-moderate joint pain afforded by the simple analgesic,
acetaminophen, is comparable with that achievable with an NSAID (8,10;31-33). Furthermore, Bradley and
colleagues failed to demonstrate differences in responses to acetaminophen and ibuprofen in knee OA patients
with clinical features of joint inflammation (34). However, this finding was based on a post hoc analysis with
limited statistical power that used a definition of inflammation which included joint-line and soft-tissue
tenderness or soft-tissue swelling. Eccles and colleagues, in a metaanalysis of trials comparing simple
analgesics with NSAIDs in patients with knee OA, did note that NSAID-treated patients had significantly greater
improvement in both pain at rest and pain on motion (33).
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Two recent trials, findings of which were presented at the ACR's 1999 annual meeting, also provide data on the
relative efficacy of acetaminophen and NSAIDs in patients with OA. In one study, acetaminophen and
ibuprofen were comparably effective in patients with mild-to-moderate pain, but ibuprofen was statistically
superior to acetaminophen in patients with severe pain (35); in the other study, diclofenac was statistically
superior to acetaminophen for both pain and function measured with several validated outcome measures (36).
Furthermore, two recent studies of patients with OA demonstrated greater preference for NSAIDs than for
acetaminophen, although many patients continue to take acetaminophen (13,14). Nevertheless, although a
number of patients may fail to obtain adequate relief even with full doses of acetaminophen, this drug merits a
trial as initial therapy, based on its overall cost, efficacy, and toxicity profile (33,37). In patients with knee OA
with moderate-to-severe pain, and in whom signs of joint inflammation are present, joint aspiration
accompanied by intraarticular injection of glucocorticoids or prescription of an NSAID merits consideration as
an alternate initial therapeutic approach.
The daily dose of acetaminophcn should not exceed 4 gm. Although it is one of the safest analgesics,
acetaminophen can be associated with clinically important adverse events. Recent reports have highlighted
long-recognized conditions in which increased awareness of potential toxicity is important. For example,
because acetaminophen can prolong the half-life of warfarin sodium, careful monitoring of the prothrombin time
is recommended in patients taking warfarin sodium who subsequently begin high-dose acetaminophen
treatment (38,39). Hepatic toxicity with acetaminophen is rare with doses of <_4 gm/day. Nonetheless, the drug
should be used cautiously in patients with existing liver disease and avoided in patients with chronic alcohol
abuse because of known increased risk in these settings (40-42). Even though acetaminophen was reported to
be weakly associated with end-stage renal disease, the Scientific Advisory Committee of the National Kidney
Foundation recommends it as the drug of choice for analgesia in patients with impaired renal function (43).
For those patients who fail to obtain adequate symptomatic relief with the above measures, alternative or
additional pharmacologic agents should be considered. The choice should be made after evaluation of risk
factors for serious upper gastrointestinal (GI) and renal toxicity. Data from epidemiologic studies show that
among persons of age >=65 years, 20-30% of all hospitalizations and deaths due to peptic ulcer disease were
attributable to therapy with NSAIDs (44-46). Furthermore, in the elderly, the risk of a catastrophic GI event in
patients taking NSAIDs is dose dependent (44). Risk factors for upper GI bleeding in patients treated with
NSAIDs include age >=65 years, history of peptic ulcer disease or of upper GI bleeding, concomitant use of
oral glucocorticoids or anticoagulants, presence of comorbid conditions, and, possibly, smoking and alcohol
consumption (Table 2) (47-49). Risk factors for reversible renal T2 failure in patients with intrinsic renal disease
(usually defined as a serum creatinine concentration of >=2.0 mg/dl) who are treated with NSAIDs include
age >=65 years, hypertension and/or congestive heart failure, and concomitant use of diuretics and
angiotensin-converting enzyme inhibitors (50).
Table 2. Risk factors for upper gastrointestinal adverse events
Age >=65
Comorbid medical conditions
Oral glucocorticoids
History of peptic ulcer disease
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History of upper gastrointestinal bleeding
Anticoagulants
Additional considerations involved in a practitioner's decision to treat the individual OA patient include existing
comorbidities and concomitant therapy, as well as the side effects and costs of specific treatments. In
individuals with OA of the knee who have mild-to-moderate pain, do not respond to acetaminophen, and do not
wish to take systemic therapy, the use of topical analgesics (e.g., methylsalicylate or capsaicin cream) is
appropriate as either adjunctive treatment or monotherapy. Capsaicin cream should be applied to the
symptomatic joint 4 times daily; a local burning sensation is common, but rarely leads to discontinuation of
therapy. A systematic review of topical NSAIDs also demonstrated efficacy in patients with OA (51); there are
no published findings of trials comparing the same NSAID administered orally versus topically. Initiation of
treatment in the patient at increased risk for an upper GI adverse event The options for medical management of
OA that has not responded to the above measures in patients who are at increased risk for a serious upper GI
adverse event, such as bleeding, perforation, or obstruction, are summarized in Table 3; these include either
oral agents 13 or local intraarticular therapy. Two cyclooxygenase 2 (COX-2)-specific inhibitors, celecoxib and
rofecoxib, have been studied in patients with OA (52,53). Celecoxib has been found to be more effective than
placebo and comparable in efficacy with naproxen in patients with hip or knee OA (54-56). Rofecoxib has also
been found to be more effective than placebo and is comparable in efficacy with both ibuprofen and diclofenac
in patients with hip or knee OA (57,58). Endoscopic studies have shown that celecoxib and rofecoxib are both
associated with an incidence of gastroduodenal