DOI: 10.1378/chest.123.1_suppl.259S
2003;123;259-271 Chest
George R. Simon and Henry Wagner
Small Cell Lung Cancer
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Small Cell Lung Cancer*
George R. Simon, MD, FCCP; and Henry Wagner, MD
Among patients with lung cancers, the proportion of those with small cell lung cancer (SCLC) has
decreased over the last decade. SCLC is staged as limited-stage disease and extensive-stage
disease. Standard staging procedures for SCLC include CT scans of the chest and abdomen, bone
scan, and CT scan or MRI of the brain. The role for positron emission tomography scanning in the
staging of SCLC has yet to be defined. Limited-stage disease is treated with curative intent with
chemotherapy and radiation therapy, with approximately 20% of patients achieving a cure. The
median survival time for patients with limited-stage disease is approximately 18 months.
Extensive-stage disease is treated primarily with chemotherapy, with a high initial response rate
of 60 to 70% and a complete response rate of 20 to 30%, but with a median survival time of
approximately 9 months. Patients achieving a complete remission should be offered prophylactic
cranial irradiation. Currently, there is no role for maintenance treatment or bone marrow
transplantation in the treatment of patients with SCLC. Relapsed or refractory SCLC has a
uniformly poor prognosis. In this section, evidence-based guidelines for the staging and
treatment of SCLC are outlined. (CHEST 2003; 123:259S–271S)
Key words: carboplatin; chemotherapy; cisplatin; etoposide; irinotecan; paclitaxel; prophylactic cranial irradiation;
radiation therapy; small cell lung cancer
Abbreviations: CAV � cyclophosphamide, adriamycin, and vincristine; CODE� cyclophosphamide, vincristine,
doxorubicin, and etoposide; CR� complete response; ECOG� Eastern Cooperative Oncology Group;
G-CSF� granulocyte colony-stimulating factor; NSCLC � non-small cell lung cancer; PCI � prophylactic cranial
irradiation; PET � positron emission tomography; SCLC� small cell lung cancer; TEP� paclitaxel, etoposide, and
cisplatin; TRT� thoracic radiotherapy
T his document is the result of a comprehensivereview of the existing guidelines, meta-analyses,
and relevant randomized clinical trials on the subject
of small cell lung cancer (SCLC).
Among lung cancers, the proportion of patients
with SCLC has decreased from 17.4% in 1986 to
13.8% in 1998.1 Like non-SCLC (NSCLC), it has a
strong association with tobacco use, but its clinical
characteristics tend to be more aggressive than
NSCLC, and median survival time without treat-
ment is between 2 and 4 months.
Staging of SCLC
Patients are staged according to a two-stage sys-
tem, which was developed by the Veterans Admin-
istration Lung Cancer Study Group, as having limited-
stage disease or extensive-stage disease. Patients
with limited-stage disease have involvement re-
stricted to the ipsilateral hemithorax within a single
radiation port. Extensive-stage disease is defined as
the presence of obvious metastatic disease. Patients
with limited-stage disease with the presence of con-
tralateral hilar and/or supraclavicular nodes and/or
with malignant pericardial and/or pleural effusions
are excluded from clinical trials for limited-stage
SCLC.
A complete evaluation of a patient newly diag-
nosed with SCLC should consist of a medical history
and physical examination, a review of the histopa-
thology specimens, a CT scan of the chest and upper
abdomen to include the whole liver and the adrenal
glands, a bone scan, and a CT scan or MRI exami-
nation of the brain. Additionally, complete blood
counts, measurement of electrolyte, BUN, and cre-
atinine levels, liver function tests, and measurement
of lactate dehydrogenase levels should be performed
in all patients at baseline. The utility of positron
emission tomography (PET) scanning in patients
with SCLC has been recently reported in two small
prospective studies.2,3 In a study reported by Hauber
et al,2 PET scans detected all primary lesions, lymph
node metastases, and distant metastases that had
been detected by other standard staging procedures.
In a second study,3 30 patients with SCLC were
evaluated with 36 PET scan examinations, and the
*From the H. Lee Moffitt Cancer Center and Research Institute,
Tampa, FL.
Correspondence to: George R. Simon, MD, FCCP, 12902 Mag-
nolia Dr, Suite 3170, Thoracic Oncology Program, H. Lee Moffitt
Cancer Center and Research Institute, Tampa, FL 33612; e-mail:
Simongr@moffitt.usf.edu
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results were compared with the sum of the other
staging procedures. The results of 23 of the 36 PET
scan examinations were concordant with those of the
other staging procedures. In seven cases, the PET
scan examination resulted in upward staging of the
patient, and in one instance the PET scan revealed
the presence of a viable tumor when conventional
staging procedures had revealed no residual disease.
PET scan identified all areas of tumor involvement
detected by other staging procedures. A third
study102 looked at the accuracy of PET scanning in
detecting bony metastases in patients with SCLC
and NSCLC, comparing the PET scans to bone
scans and single-photon emission CT scans. In this
study, PET scans were found to be the most accurate
whole-body imaging modality for the screening of
bone metastases. These studies suggested that PET
scanning is likely to be a useful staging tool in
patients with SCLC. However, all the above studies
were small, and the experience with PET scan as a
staging tool remains largely limited. Until larger
prospective studies become available, PET scanning
cannot be recommended for routine use in the
staging and restaging of patients with SCLC.
Recommendation
1. In all patients, the routine staging of SCLC
should include medical history and physical
examination, complete blood counts, compre-
hensive chemistry panels, CT scans of the chest
and abdomen, a CT scan or MRI of the brain,
and a bone scan. Level of evidence, good; benefit,
substantial; grade of recommendation, A
2. For the routine staging of patients with SCLC,
PET scanning is not recommended outside of a
clinical trial. Level of evidence, fair; benefit,
none/negative; grade of recommendation, D
Treatment of Extensive Stage SCLC
First-Line Treatment
Platinum-based chemotherapy remains the main-
stay of treatment for extensive SCLC. In a meta-
analysis4 of randomized trials (19 trials and 4,054
evaluable patients) comparing a cisplatin-based reg-
imen with a non-cisplatin-based regimen, patients
randomized to a regimen containing cisplatin had a
significant increase in the probability of response and
survival with no significant increase in toxicity. De-
tailed analyses of the roles of etoposide and cisplatin
in the treatment of SCLC have been performed by
Berghmans et al5 and were reported in abstract form
in September 1999. Thirty-six eligible trials that
were performed between 1980 and 1998 were clas-
sified into the following four groups: (1) cisplatin vs
no cisplatin (1 trial); (2) etoposide (without cisplatin)
vs no etoposide (17 trials); (3) cisplatin/etoposide vs
no cisplatin/etoposide (9 trials); and (4) cisplatin/
etoposide vs etoposide (9 trials). The authors con-
cluded that the use of cisplatin and/or etoposide
offered a significant survival advantage to patients
with SCLC.5
In another meta-analysis, Chute et al6 evaluated all
21 cooperative group trials performed in North
America from 1972 to 1993. Patients with extensive-
stage SCLC who were treated during a similar time
interval and were listed in the Surveillance, Epide-
miology, and End Results database also were exam-
ined. Trends were tested in the number of trials and
the survival of patients over time. In this analysis, a
modest 2-month prolongation in median survival was
demonstrated in patients with extensive-stage SCLC.
This improvement in survival was independently
associated with both cisplatin-based therapy and in
the improvement of best supportive care. This meta-
analysis again establishes that cisplatin-based chemo-
therapy should be the cornerstone of first-line che-
motherapy for patients with extensive-stage SCLC.
The issue of carboplatin vs cisplatin was recently
reviewed by Brahmer and Ettinger,7 who concluded
that carboplatin plus etoposide is as effective as
cisplatin plus etoposide but is less toxic (except for
increased myelosuppression). The Hellenic Oncol-
ogy Group conducted a phase III trial103 comparing
cisplatin and etoposide with carboplatin and etopo-
side. In this study, containing patients with both
limited-stage and extensive-stage disease, the me-
dian survival time was 11.8 months for cisplatin plus
etoposide and 12.5 months for carboplatin plus
etoposide. The difference was not statistically signif-
icant, although the study was not powered to show
equivalence.103
A recent Japanese trial8 compared cisplatin and
irinotecan with cisplatin and etoposide. Patients
randomized to the cisplatin/irinotecan arm did (sta-
tistically) significantly better than the group that was
randomized to the cisplatin/etoposide arm (median
survival time, 420 vs 300 days, respectively). Confir-
matory trials are underway in the United States.
Several phase II trials with irinotecan, topotecan,
and paclitaxel in combination with either cisplatin or
etoposide have been reported, and these have been
summarized in Table 1.
The issue of adding a third drug to cisplatin and
etoposide has been investigated. The Hoosier On-
cology Group evaluated the addition of ifosfamide to
cisplatin and etoposide in a phase III trial of 171
patients with extensive-stage disease. At the expense
of increased toxicity, the 2-year survival rate in-
creased from 5 to 13% with the addition of ifos-
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famide.9 Mavroudis et al10 compared the use of
paclitaxel, etoposide, and platinum (TEP) with the
use of etoposide and platinum. The study was ter-
minated early, secondary to a higher number of toxic
deaths in the TEP arm. Despite a statistically signif-
icant improvement in the time to progression for
TEP, there was no difference in overall survival.
Recently, another phase III intergroup trial (Cancer
and Leukemia Group B 9732) was reported11 com-
paring cisplatin and etoposide with or without pac-
litaxel in patients with extensive-stage SCLC. No
significant survival advantage was seen with the
addition of paclitaxel to cisplatin and etoposide in
this study. On the other hand, there was an increased
incidence of deaths from toxicities in the paclitaxel
arm.
Recommendations
3. Patients with extensive-stage disease should
receive platinum-based chemotherapy. Level
of evidence, good; benefit, substantial; grade of
recommendation, A
4. Patients achieving a complete remission (CR)
should be offered prophylactic cranial irradia-
tion (PCI). Level of evidence, fair; benefit,
small; grade of recommendation, C
Maintenance Treatment
The topic of maintenance therapy in patients
with SCLC was extensively reviewed in the journal
Lung Cancer in 1998.12 Several randomized trials
have demonstrated that 4 to 6 months of treatment is
equal to prolonged treatment when survival is con-
sidered as the end point. In the meta-analysis re-
ported by Sculier et al,12 13 published randomized
trials were included. One showed a statistically sig-
nificant difference in survival in favor of mainte-
nance therapy, 5 studies showed survival advantage
in subgroups of patients, 1 study showed significantly
shorter survival times with maintenance therapy, and
6 studies showed no difference. The Eastern Coop-
erative Oncology Group (ECOG) conducted a phase
III trial in which patients showing a response to
therapy or patients whose disease stabilized after
receiving four cycles of cisplatin and etoposide were
randomized to observation alone or to four cycles of
topotecan therapy.13 Despite an improvement in
progression-free survival, there was no difference in
overall survival between the two groups.
Treatments other than chemotherapy for mainte-
nance are currently being investigated in ongoing
clinical trials. A phase III randomized trial is cur-
rently underway testing the efficacy of anti-GD3
immunization as maintenance treatment. Metallo-
proteinase inhibitors and inhibitors of angiogenesis
also are being investigated in this fashion.
Recommendation
5. For patients with extensive-stage or limited-
stage SCLC achieving a partial or CR, there is
no evidence, outside of a clinical trial, for
Table 1—Phase II Trials of SCLC Patients Receiving Combination Chemotherapy vs Untreated Patients*
Treatment
Patients,
No.
Responders, No. Response Rate Survival†
ReferenceCR PR Total % 95% CL Mo
1-Yr
Rate, %
CEC 46 10 32 42 91 79–98 18‡ 22 69
TEP 38 6 28 34 90 75–97 12 70
TEP 23 5 14 19 83 61–95 11 46 71
Cisplatin-irinotecan 35 10 20 30 86 70–95 13 21.7 72
Cisplatin-vinblastine-MMC 30 1 21 22 73 66–96 6 73
Cisplatin-etoposide-all-trans-RA 22 1 9 10 45 24–68 11 41 74
Cisplatin-paclitaxel-G-CSF 34 3 20 23 61 53–8 8 75
Topotecan-paclitaxel 28 6 11 17 60 41–79 14 76
Etoposide-irinotecan 50 33 66 51–79 12 77
Paclitaxel-carboplatin 69 5 37 42 61 48–72 12 78
Paclitaxel-irinotecan 11 4 1 5 45 17–77 79
Paclitaxel-doxorubicin 16 1 3 4 25 7–52 80
Cisplatin-docetaxel 20 0 11 11 55 32–77 81
Topotecan-paclitaxel 13 8 69 39–91 14 82
Topotecan-paclitaxel 15 10 5 15 100 78–100 83
CPT 18 3 10 13 72 47–90 84
EPE 12 6 6 12 100 74–100 85
*CEC � cisplatin-etoposide-carboplatin; MMC� mitomycin C; RA� retinoic acid; CL� confidence limits; CPT� cisplatin-paclitaxel-topote-
can; EPE� etoposide-paclitaxel-epirubicin; PR� partial response.
†Values given as median.
‡Includes 14 patients with stage IIIB and stage IV disease.
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maintenance treatment. Level of evidence,
good; benefit, none/negative; grade of recom-
mendation, D
Treatment of Relapsed or Refractory
SCLC
Despite high initial response rates to chemother-
apy (ie, 45 to 75% CRs) reported in patients with
limited-stage disease and 20 to 30% CRs in patients
with extensive-stage disease, the response duration is
usually short with a progression-free survival time of
approximately 4 months for patients with extensive-
stage disease and 12 months for patients with limited-
stage disease. Most patients are destined to relapse,
and the prognosis of this group of relapsed patients is
poor. Patients who relapse � 3 months after first-
line therapy are commonly called refractory, and
patients who relapse 3 months after therapy are
called sensitive. Patients with late relapses after
receiving initial therapy may be retreated with the
same induction regimen used initially.
Patients whose disease progresses early after
induction therapy and who are in satisfactory
clinical condition, should be offered a second-line
regimen. In a randomized multicenter study, von
Pawel et al101 compared cyclophosphamide, adria-
mycin, and vincristine (CAV) with topotecan as a
single agent in patients who relapsed at least 60
days after the completion of initial therapy. A total
of 211 patients were enrolled in the study. The
response rate was 24.3% in patients who were
treated with topotecan and was 18.3% in patients
treated with CAV (p � 0.285). The median times
to disease progression were 13.3 weeks for pa-
tients in the topotecan arm and 12.3 weeks for
patients in the CAV arm. The median survival time
was 25 weeks for patients receiving topotecan and
24.7 weeks for those receiving CAV. The propor-
tion of patients who experienced symptom im-
provement was greater in the topotecan arm than
in the CAV group for four of the eight symptoms
evaluated. The authors concluded that topotecan
was at least as effective as CAV in the treatment of
patients with recurrent SCLC and resulted in
improved control of several symptoms. However,
toxicity rates were high in both arms of the study,
and alternative dose schedules of topotecan are
currently being evaluated. Several recently re-
ported phase II trials in patients with relapsed/
refractory SCLC are summarized in Table 2.
Recommendation
6. Patients with SCLC who have relapsed follow-
ing an initial response to treatment or who are
refractory to the initial treatment should be
offered further chemotherapy. The chemother-
apy offered will depend on the duration of
response after receiving first-line chemother-
apy or the lack of response to first-line chemo-
therapy (ie, sensitive relapses vs refractory pa-
tients). Level of evidence, fair; benefit, small/
weak; grade of recommendation, C
Treatment of Elderly Patients With
Extensive-Stage SCLC
Approximately 25% of patients with SCLC are
� 70 years of age (ie, elderly). The performance
status and the physiologic status of the patient should
guide treatment decisions rather than the patient’s
chronologic age. It is clear that patients with good
performance status (ECOG level 0 or 1) and normal
organ function should be treated with optimal che-
motherapy (and with radiotherapy, if indicated) as in
their younger counterparts. Similar outcomes of
elderly patients with limited-stage SCLC have been
shown in the intergroup trial 0096 in which cisplatin,
etoposide, and thoracic radiotherapy were adminis-
tered once a day or twice daily.14 The National
Cancer Institute of Canada performed a retrospec-
Table 2—Phase II Trials of SCLC Patients Receiving Combination Chemotherapy: Refractory or Relapsed Patients*
Treatment
Patients,
No.
Responders, No.
Response
Rate, %
Survival†
ReferenceCR PR Total Mo
1 Yr
Rate, %
Etoposide-irinotecan 24 3 14 17 71 9 86
Cisplatin-topotecan 28 1 7 8 29 87
Etoposide-hexmethylmelamine 30 1 5 6 22 5 21 88
Irinotecan-paclitaxel 11 1 4 5 45 89
Carboplatin-paclitaxel 18 0 3 3 17 90
*See Table 1 for abbreviations not used in the text.
†Values given as median.
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tive review15 of their BR3 and BR6 trials and also
concluded that age did not appear to impact the
delivery, tolerance, or efficacy of thoracic irradiation
in the combined-modality management of patients
with limited-stage SCLC. Greater myelosuppression
is to be expected since equivalent exposure to a drug
will lead to more myelosuppression in the elderly
compared to their younger counterparts. This has
been shown to be the case at least for etoposide.16
Greater ancillary support will be required in the
elderly. However, despite treatment delays elderly
patients with good performance status have similar
prognoses to those of younger patients.
Elderly patients with poor performance status or
with compromised organ function may be offered
single-agent chemotherapy or polychemotherapy in
attenuated doses. However, several randomized
studies17,18 have indicated that such “gentler” che-
motherapy is inferior to optimal combination chemo-
therapy. Options available to these patients include
the following: oral etoposide for 14 days combined
with carboplatin on day 1 every 28 days19; abbrevi-
ated chemothera