公司账户核对单

公司账户核对单 1 CORPORATE ACCOUNT CHECK LIST 公司账户核对单 Select one platform 请 选择一种交易平台: Ikon Asia TURBO META Ikon Asia ULTIMATE INSTITUTIONAL Ikon Asia MEGA Ikon Asia Prime Options 1. Required: Corporate Client Information all information and signatures requested on pages 3 4 5 192022 optional see below and 27. 必签署部分345192022可选详见下文和27页需完整 填写公司客户信息和客户签名。 2. Optional: Page23 Personal Guarantee required only if account requires guarantee. 非必签部分:如果账户需要担保则需填写第23页的个人 担保信息。 3. Optional: Power of Attorney and Discretionary Account Terms required if account owner is authorizing third party or CTA to trade the account. 非必签部分:如果 账户持有人正在授权第三方或注册交易代理CTA交易账户需填写代理授权书和全权 账户条款。 4. W‐8 REQUIRED FOR ALL FOREIGN CLIENTS – CERTIFICATION MUST BE SIGNED. 所有非美国居民身份的客户都须填写W‐8#格#—证明书必须 签字。 5. Required for Corporate Customers: Customer must submit copy of Certificate of Incorporation or similar business documents and Articles of Incorporation or Partnership Agreement or LLC Agreement or Trust Agreement as applicable. Audited financial statement. List of directors partners principles. 对公司客户的规定: 客户必须 提交公司注册证明书或者类似经营文件、公司条例、合资协议、有限责任公司协议 或能够应用的信托协议、审计财务、董事名单、股东名单等证明文件之影印件。 6. Required for Individual Customers: Customer must submit copy of Drivers License or Passport gov’t issued photo ID and a recent utility bill optional. 对个人客户的规定客户 必须提交驾照或护照的复印件和一张最近的有效账单其中对帐单为非必要文件。 2 Electronic Trading Disclosure 电子交易风险公示 Trading foreign exchange on an electronic trading system may vary widely among different electronic systems. Each system may present risks related to system access including failure of hardware and software. In the case of internetbased systems there may be additional types of risks related to system access varying response ‐times and security as well as risks related to service providers and the receipt and monitoring of electronic mail. The result of any system failure may be that your order is either not executed according to your instructions or not executed at all. 在不同的电子交易系统中进行的外汇交易报价可能存在较大 的出入 每个系统所呈现的风险与系统本身特性存在一定关系 包括硬件和软件的故 障. 在基于互联网连接的系统 可能出现与接入系统变更响应时间和安全性相关的 风险。此外服务提供商和电子邮件的接收和监控环节也可能存在风险。系统失灵可 能会导致阁下的交易指令不能根据指示执行甚或完全不会获得执行。 SINCE Ikon Asia DOES NOT CONTROL SIGNAL POWER ITS RECEPTION OR ROUTING VIA INTERNET CONFIGURATION OF YOUR EQUIPMENT OR RELIABILITY OF ITS CONNECTION WE CANNOT BE RESPONSIBLE FOR COMMUNICATION FAILURES DISTORTIONS OR DELAYS WHEN YOU TRADE ONLINE OVER THE INTERNET. 由于Ikon Asia无法控制网络信号强度、接收和路径选择客户设备的维 护或其连接的实际情况因此我们对客户在线交易时发生的沟通失败、错误或延迟不 负责任。 Ikon Asia SHALL NOT BE LIABLE FOR ANY LOSSES COSTS OR DAMAGES INCURRED BY CUSTOMER ARISING OUT OF ANY ACCESS BY CUSTOMER TO Ikon Asia’s ELECTRONIC TRADING SYSTEM OR FROM ANY FAILURE OF THE SYSTEM INTERNET ACCESS COMMUNICATIONS LINES OR OTHER CAUSE BEYOND ITS CONTROL OR FROM ANY RESULTANT FAILURE TO EXECUTE PROCESS OR REPORT TRADES. CUSTOMER IS ALSO RESPONSIBLE FOR SAFEGUARDING PASSWORDS AND UNDERSTANDS THE RISKS ASSOCIATED WITH THE TRANSMISSION OF INFORMATION BY USE OF THE INTERNET AND HEREBY AGREES TO INDEMNIFY AND HOLD HARMLESS Ikon Asia FROM AND AGAINST ALL LOSSES CLAIMS EXPENSES COSTS DAMAGES FINES OR LIABILITIES WHATSOEVER SUFFERED BY Ikon Asia INCLUDING WITHOUT LIMITATION LEGAL COSTS AND EXPENSES ARISING OUT OF THE USE OF THE ONLINE TRADING SYSTEM BY CUSTOMER ITS EMPLOYEES AGENTS OR CONTRACTORS. Ikon Asia不会对任 何由客户访问Ikon Asia的电子交易系统所引发的任何损失或者由任何系统故障、互 联网收发、通信线路或其它无法控制的原因、或来自任何由执行、处理或报告交易 而产生的结果负责. 客户有责任维护密码的安全性、知晓使用互联网传送信息所引 发的风险。因此允诺Ikon Asia偿付由于客户、雇员、代理商或承包人使用在线 互联 网 交易系统引发的任何损失 费用 酬金损伤 罚款或任何Ikon Asia承受的债务 包 括无限制的诉讼费用开支 。 3 Client Information 客户信息 Client Information To be completed for each participant in the account individually jointly by all general partners and by the corporate officers authorized to make trading decisions for the account. For the purpose of this document the term ―Client‖ always refers to the entity for whom this application has been made regardless of legal description. 客户信息任何类型账户参与 者都必须填写完成这其中包括个人账户持有人、联名账户持有人、以及所有合伙人 及公司授权进行账户交易的主管均需提供相关资料. 本文件中所谓的―客户‖的解释 表示递交申请的实体 无论其法律类型如何。 Corporation Name: 公司全称 ___________________________________________________________________ Street Address:街道地址 ________________________________________Apartment/Suit公寓/单元__________ City: 城市________________________________________State: 国家 ___________Zip:邮编________________ Corporation Tax ID : 公司税号 _________________________________________________________________ Years in Operation: 运营年数____________________Nature of business: 公司性质 _______________________ Person to Contact: 联系人____________________Contact Telephone : 联系电话________________________ Contact Email Address: 联系地址 _______________________________________________________________ The Information below must be filled out in full 以下信息必须完整填写 1. Do you have experience trading securities 2. Experience trading options 是否有证券交易经验 是否 有期权交易经验 No否______ Yes是_____ Years年限______ No否______ Yes是 _____ Years年限______ 3. Do you have experience trading commodities 4. Do you have experience trading currencies through 是否有商品期货交易经验 interbank foreign exchange No否______ Yes是_____ Years年限______ 是否有通过银行进行外汇交易 的经验 Futures期货 No否______ Yes是_____ Years年限______ No否______ Yes是 _____ Years年限______ Confidential Financial Information. Joint or Partnership Clients must provide combined financial information. Corporate and Limited Partnership Clients must attach current financial statement. For information on completing the following see Paragraph 17 of the Client Agreement. 保密金融信息联合或合作客户必须提供综合金 融信息。公司和有限合作客户必须附带目前的财务报表。有关如下信息详见客户协 议第17条款。 4 5. What is Company’s total estimated annual income 7. What is Company’s total net worth 公司年收入约为多少 公司净值总额 Under25000以下 Under25000以下 2500049999 2500049999 ‐‐ 5000099999 5000099999 ‐‐ 100000249999 ‐ 100000249999‐ 2500001000000 2500001000000 ‐‐ Over1000000以上 Over1000000以上 6. Risk Capital including initial deposit in this account 8. What is Company’s liquid net worth Risk Capitalif lost would not change your lifestyle. ‐‐流动净资产 风险资本包括该账户的启动资金。 Under25000以下 风险资本是指即使损失也不会改变其生活方式的资产。 2500049999‐ Under2000以下 5000099999‐ 20004999 ‐ 100000249999 ‐ 500024999‐ 2500001000000 ‐ 25000100000 ‐ Over1000000以上 Over100000以上 Cash 现金_______ Stocks 股票_________ Bonds 债券 _________ 9. Will any other persons guarantee or have financial interest in this account 该账户是否 有其他担保人或受益者 No否____ Yes是____If Yes please provide Name: 如果有请 提供姓名_________________________ 10. Will any person other than Client control manage or direct the trading in this account 是否有其他人控制、管理或指导该账户交 易 No否______ Yes是______If Yes please fill out Power of Attorney Risk Disclosure Supplemental Form. 如果有请填写委任风险披露补充表格。 11. Do you have or have you ever had any other accounts with Ikon Asia 以前或现在在Ikon Asia还有其它账户 吗 No否___ Yes是___If Yes please provide Account Number: 如果有请提交账户号: ________________ 12. Bank Reference: 银行信息: Bank Name 银行名称: ________________________________________________________________________ Bank Address 银行地址: _____________________________________________________________________ Account Number帐号: _________________________________ Bank Contact 银行联 系人可选: ____________ Account Holder’s Name Should be same as your names appearing on this Application 账户持有人名称须与公司名称相同 ____________________________________________________________ SWIFT CODE: _________________________________ ABA 可选 : ________________________________ Tel. No 电话号码: _________________________________Fax. No 传真号码: ___________________________ 5 The undersigned hereby attests and certifies that the above information is complete and accurate. The undersigned hereby authorizes Ikon Asia to verify any or all of the foregoing information. 签署人保证上述信息完整准确因 此授权Ikon Asia核实上述信息。 Print Name: 拼音名 _____________________________ Signature: 签名 _______________________________ Date: 日期 ___________________________________ 6 Client Account Letter 客户账户信函 This Agreement Is a Legal Contract Please Read It Carefully. This is a legal contract between Ikon Asia its successors and assigns and the party or parties executing this document. 本 协议系法律合约请仔细审阅 本法律合约系 Ikon Asia其后继人或转让人 与执行本 文件的方或各方共同订立。 In connection with opening an account to speculate and/or purchase and/or sell cash or spot foreign currency and options thereon hereinafter referred to as ―Currency‖ through the OTC foreign exchange markets hereinafter referred to as ―FX CONTRACTS‖ with Ikon Asia Client acknowledges that Client has been advised and understands the following factors concerning trading in leveraged FX CONTRACTS in addition to those contained in the following Risk Disclosure Statement and the Bankruptcy Statement which have been provided to Client. 在Ikon Asia开立帐 户在外汇市场中通过柜台交易以下指―外汇合约‖从事现金、外汇现货或期权以下简 称货币投机或买卖客户确认其已被告知并已了解保证金外汇合约以及提供给交易者 的风险及破产披露声明。 1. FX CONTRACTS is not traded on a regulated exchange. There are no guarantees to the credit worthiness of the counter party of your Currency position. Every attempt has been made to deal with reputable credit worthy banks/clearing houses. Also there may be certain cases in which trading liquidity decreases causing trading in a certain Currency to cease thereby preventing the liquidation of an adverse position which may result in a substantial financial loss. 外汇 合约不是被交易所控制的交易行为. 无人能担保阁下的交易对手的信贷信誉. Ikon Asia将尽力只与有良好信贷信誉的银行清算所进行交易. 此外 有可能鱿终庋那 榭?即交易流动性的降低造成某货币交易停止 从而妨碍了结亏损仓位 由此可能带 来重大的经济损失。 2. Trading in FX CONTRACTS is suitable only for those sophisticated institutions or individual participants financially able to withstand losses which may substantially exceed the value of margins or deposits. 仅适用于专业机构或 人士其财力可以承受也许超过保证金或存款金价值的损失。 3. The market recommendations of Ikon Asia are based solely on the judgment of Ikon Asia’s personnel. These market recommendations may or may not be consistent with the market position or intentions of Ikon Asia its affiliates and employees. The market recommendations of Ikon Asia are based upon information believed to be reliable but Ikon Asia cannot and does not guarantee the accuracy or completeness thereof or represent that following such recommendations will eliminate the risk inherent in trading currency. Any market recommendations of or information provided by Ikon Asia do not constitute an offer to buy or sell or the solicitation of an offer to buy or sell any FX CONTRACTS transaction. Ikon Asia 的市场推荐均基于Ikon Asia的个人判断. 市场推荐与市场表现和Ikon Asia 的附属机构及雇员意图可能会不相一致 Ikon Asia 的市场推荐基本是值得信赖的但 是Ikon Asia 不能和不会保证其正确性和完整性 也不能保证 7 其推荐能消除在外 汇交易中存在的风险. 任何Ikon Asia 提供的市场推荐和信息不能构成阁下在外汇 合约交易中买或卖的意图 亦不能构成对任何品种买入/卖出的决定因素。 4. Client understands that Ikon Asia does not permit its Account Executives to either exercise discretion or manage an FX CONTRACTS account or hold a power of attorney over an FX CONTRACTS account unless approved by an executive officer of Ikon Asia and only after proper documentation has been submitted and approved by Ikon Asia If Clients account is not being traded with Clients authorization Client must notify an Ikon Asia Compliance Officer immediately. 阁下应完全了解Ikon Asia不会允许公司工作员工控 制或交易FX CONTRACTS 账户 或有在FX CONTRACT 账户行使委任权 除非在 递交正确文件许可和Ikon Asia核准后经Ikon Asia的相关高级主管人员批准。倘若交 易账户不是经由持有人授权而进行交易 为了保证资金安全阁下须立即通报Ikon Asia的督察员。 5. Ikon Asias margin policies and/or the policies of those banks/clearing houses through which trades are executed may require that additional funds be provided to properly margin Clients account and that Client is obligated to immediately meet such margin requirements. Failure to meet margin calls may result in the liquidation of any open positions with a resultant loss. Ikon Asia also reserves the right to refuse to accept any order. 在Ikon Asia的保证金政策及/或银行间清算政策之中交易执行可能提 供额外资金来填充客户保证金账户并且阁下有责任立刻满足这些保证金要求. 未能 满足保证金要求对阁下将可能导致清盘的任何未平仓合约与由此产生的损失负责。 Ikon Asia也将保留拒绝接受任何定单的权利。 6. Client understands that Client must carefully review the reports relating to Clients trading provided to Client by Ikon Asia Pursuant to the Client Agreement all reports of execution will be deemed final within twenty‐four 24 hours and all statements of account will be deemed final within one 1 day unless the Client makes a written objection to these reports within this 24 hour period of time to an executive officer of Ikon Asia at its principal place of business. 客 户必须认真审查由Ikon Asia提供的有关客户的交易的报告。根据客户协议所有执行 报告在24小时内生效所有账户声明理应在一天之内生效。除非客户在这24小时的时 间内向Ikon Asia总部行政主任提出的书面异议。 7. The Client has read and understands the Clients obligations and rights under the following Client Agreement and agrees and acknowledges that the following Client Agreement will control the Clients relationship with Ikon Asia. The Client agrees that Client is fully responsible for making all final .