Coupled vibration analysis of the thin-walled cylindrical
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ance
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acc
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0–22
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nd t
The
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built from the thin-walled short rings, for which the assump-
mathematical treatment of the problem and the specific as-
tion of one-dimensional nature of vibrations in the circum-
ferential direction is valid. With increasing of the height-to-
diameter aspect ratio of the comprising piezoelements the
one-dimensional approximation fails, and vibrations of the
cylindrical piezoelements have to be considered as two-
dimensional coupled vibrations in the circumferential and
axial directions.
The first treatment of vibration of piezoelectric ceramic
thickness poled shells in the two-dimensional approximation
was carried out by Haskins and Walsh1 in the framework of
the “membrane” theory of shells following the treatment of
vibration of the passive thin isotropic elastic tubes described
by Love.2 Afterwards a number of papers were published,
related to different aspects of the problem of coupled vibra-
tions in piezoceramic tubes.3–9 Only a few of these
references4,9 considered calculation of properties of under-
water electroacoustic transducers, made from the tubes, for
which the analysis of the coupled vibrations was applied.
The common feature of all of the references is that they
treat the problem by means of solving the partial differential
equations of motion of the tubes as piezoelectric elastic me-
dium under certain electrical and mechanical boundary con-
ditions. In the case that the tubes are treated as electroacous-
sumptions made regarding the thickness of the tubes, namely,
whether the tubes are considered as thin-walled �the “mem-
brane theory” approximation�3–5 or as finite thickness.6–8 Be-
cause of complexity of the problem, solutions in all of the
referenced cases are obtained by numerical computation, and
the most of the papers are concerned with improving of the
mathematical models rather than with revealing the trends in
the electromechanical and electroacoustic characteristics of
transducer behavior as functions of aspect ratio of the com-
prising piezoceramic tubes. The dependence of parameters of
the thickness poled air-backed cylindrical transducers from
aspect ratios were considered by means of experimental stud-
ies and discussed in two recent papers.10,11
However, a reasonably accurate theoretical prediction of
performance of the transducers, employing vibrations of
variously poled tubes mechanically and acoustically loaded
as a function of their aspect ratio, has not been previously
presented.
The objective of this paper is to establish an analytical
solution to the coupled electromechanical and mechanoa-
coustical problem that extends the physical insight and pro-
vides a foundation for calculating the cylindrical electroa-
coustic transducer parameters for various polarization states
and aspect ratios of the comprising piezoceramic tubes. The
solution is based on employing the energy method12 and in-a�Electronic mail: baronov@comcast.net
piezoelectric ceramic transduce
Boris Aronova�
BTech Acoustic LLC, Acoustics Research Laboratory, Adv
Department of Electrical and Computer Engineering, Un
151 Martine Street, Fall River, Massachusetts 02723
�Received 21 June 2008; revised 1 December 2008;
Analysis of electromechanical transducers employin
ceramic thin-walled tubes of arbitrary aspect ratio i
method �B. S. Aronov, J. Acoust. Soc. Am. 117, 21
and Blechshmidt �Ann. Physik, Ser. 5 18, 417–48
vibration as a coupled vibration of two partial system
piezoceramic tube vibration, and the energy of
extensional vibration of a tube is also taken into
describing the transducer vibrations are derived, a
introduced that conveniently represents the solution.
coefficients, and velocity distributions for differently
height-to-diameter aspect ratio are calculated. The v
the case that a piezoceramic tube is mechanical
acoustically loaded on its outer surface. The results
results of experimental investigations.
© 2009 Acoustical Society of America. �DOI: 10.11
PACS number�s�: 43.38.Ar, 43.38.Fx, 43.40.At, 43.4
I. INTRODUCTION
The cylindrical piezoelectric ceramic transducers are
widely used for underwater applications. Calculation of their
parameters is well known in the case that the transducers are
J. Acoust. Soc. Am. 125 �2�, February 2009 0001-4966/2009/125�2
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d Technology and Manufacturing Center, and
ity of Massachusetts Dartmouth,
epted 4 December 2008�
ially symmetric vibrations of piezoelectric
sented based on application of the energy
0 �2005��. The suggestion made by Giebe
933�� regarding representation of a tube
used to choose the assumed modes of the
flexural deformations accompanying the
sideration. The Lagrange type equations
he equivalent electromechanical circuit is
resonance frequencies, effective coupling
ed piezoceramic tubes as functions of their
ity of the equivalent circuit is extended to
nd acoustically loaded on the ends and
alculations are in good agreement with the
.3056560�
y �AJZ� Pages: 803–818
tic transducers, the boundary conditions on their radiating
surface involve a reaction of acoustical loading, and the
problem becomes a rather complicated coupled
piezoelectric-elastic and coupled elastoacoustic problem. The
main differences between the cited references consist in the
© 2009 Acoustical Society of America 803�/803/16/$25.00
e or copyright; see http://asadl.org/journals/doc/ASALIB-home/info/terms.jsp
volves application of equivalent electromechanical circuits
for modeling the transducers. The method permits separation
2a t
of the radiation problem from the treatment of a transducer
as an electromechanical system and thus simplifies the over-
all procedure for obtaining and interpreting a solution. In the
application of the energy method it is crucial to appropriately
choose the assumed modes of vibration for the mechanical
system of a transducer. In the current paper vibration of a
thin-walled tube is considered as the dynamical interaction
of two coupled partial mechanical systems, namely, of a thin
ring undergoing radial vibrations and of a thin longitudinally
vibrating bar, which was first proposed by Giebe and
Blechshmidt.13 This is an alternative to the partial differential
equations of motion treatment of the problem, which was
introduced by Love.2 The Giebe and Blechshmidt’s
solution13 was derived in the form of Lagrange’s equations
and gave exactly the same results for the resonance frequen-
cies of the finite length elastic tubes as obtained by Love’s
approach.2 A common prediction of both of these analyses
was the existence of a so called “dead zone,” i.e., some fre-
quency range, in which no resonance vibrations of a tube
may occur. This physically improbable result is rooted in the
membrane theory approximation, in which case the thickness
of a tube is assumed to be small to the extent that the energy
of flexural deformations can be neglected in comparison with
the energy of extensional deformations at any aspect ratio. It
was shown by Junger and Rosato14 that such an assumption
is especially wrong for the range of aspect ratios around the
point of strongest coupling. In order to correct this shortcom-
ing, the energy related to flexural vibration of the bar as one
of the partial systems is taken into account in the current
paper.
The structure of the paper is as follows. In Sec. II as-
sumptions are made on the modes of deformation in the thin-
walled elastic tubes of arbitrary aspect ratio, following the
idea to represent the vibration of a tube as the coupled vibra-
tions of two partial systems. In distinction from the mem-
brane theory approach the flexural deformations accompany-
ing the extensional vibrations of a tube are included. In Secs.
III and IV the energy method12 is applied to derive
Lagrange’s equations describing vibrations of thickness
poled piezoelectric tubes, and an electromechanical circuit
equivalent to the equations of motion is introduced for the
most practical range of aspect ratios pertaining to the first
region of strong coupling. The results of calculating the reso-
nance frequencies, modes of vibration, and effective cou-
pling coefficients of the tubes and their experimental verifi-
cation are presented. In Sec. V the analysis is extended for
the tubes that are polarized in circumferential and axial di-
rections. Section VI deals with including the acoustic and
mechanical effects on a transducer in the equivalent electro-
mechanical circuit. Examples of the transmit and receive re-
sponses of air-backed transducers built from the tubes having
different aspect ratios are presented.
It has to be noted that a terminology vagueness exists
regarding a naming of the thin-walled cylindrical piezoele-
ments that are considered in the course of treating their two-
dimensional vibration. So far as the passive elastic cylindri-
cal elements are concerned, it is common to refer to elements
804 J. Acoust. Soc. Am., Vol. 125, No. 2, February 2009 B
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as “rings” at aspect ratios h /2a�1 and as the “tubes” at
h /2a�1. But it is not clear when a ring transitions into a
tube. Probably by this reason the piezoelectric elements con-
sidered in terms of two-dimensional �coupled� vibration are
interchangeably referred to as cylindrical shells,1 cylindrical
tubes,3,4 piezoelectric shells of finite length,5 piezoceramic
cylinders of finite size,7 and ceramic cylinders.8 At the same
time, a convention exists among suppliers of piezoceramic
parts to specify the thin-walled cylindrical parts with elec-
trodes applied to the side surfaces as tubes regardless of their
height-to-diameter ratio. Following this convention, we will
name the objects of this treatment as the piezoceramic tubes
�or just tubes, when it is clear from context that they are
made from piezoelectric ceramics�.
II. ASSUMPTIONS ON THE DISTRIBUTION OF
DEFORMATIONS IN THE THIN-WALLED ELASTIC
TUBES
Consider extensional axially symmetric vibrations of a
thin-walled isotropic elastic tube shown in Fig. 1�a�. In this
treatment we will represent the vibration in the tube as the
coupled vibrations of the two partial one-dimensional elastic
systems, namely, of the radial vibrating ring �Fig. 1�b�� and
of the longitudinally vibrating thin bar �Fig. 1�c��.
The common assumption for the thickness, t, of the
“thin-walled” tube is that t�2a. In other words this means
that the resonance frequency of vibration of the ring in the
direction of thickness, f t �f t�c /2t, where c=�Y /� is the
sound speed in a thin bar, Y is Young’s modulus, and � is the
density of the tube material�, and the resonance frequency of
the radial vibration of the ring, fr �fr=c /2�a�, are very far
apart. Thus, these vibrations can be considered as indepen-
dent, and at frequencies close to the radial resonance of the
ring the thickness is very small compared with the exten-
sional wavelength. Therefore the stresses in radial direction,
Tr, are practically constant, and being zero on the ring sur-
faces they remain negligible inside of its volume, i.e., Tr=0,
which allows the problem to be treated as two dimensional.
Consider the extreme cases for the height, h, of a tube,
in which h /2a�1 and h /2a→�. In the case that h /2a�1,
the tube reduces to ring Fig. 1�b�, the first resonance fre-
r
x
(a)
(b)
(c)
h
t
ϕ
FIG. 1. A thin-walled elastic tube �a� and its partial subsystems: the radially
vibrating short ring �b� and the longitudinally vibrating thin bar �c�.
oris S. Aronov: Coupled vibration analysis of cylindrical transducers
e or copyright; see http://asadl.org/journals/doc/ASALIB-home/info/terms.jsp
quency of the axial vibrations, fh1�c /2h, is much higher
than the resonance frequency of the radial vibration, f , and
x
h/2
r
by the reasons discussed for the thickness of a ring it can be
assumed that the axial stress Tx=0 in the volume of the ring.
Thus, the problem becomes one dimensional with a well-
known solution. In the case that h /2a→�, the tube becomes
very long, the resonance frequency of the axial vibrations
becomes much lower than for the radial vibration, and the
vibrations in the vicinity of the radial resonance frequency
may be considered as one dimensional with the mechanical
conditions Tr=0 and Sx=0, where Sx is the strain in the axial
direction. The latter condition is valid, strictly speaking, for
an infinitely long tube because of the symmetry consider-
ations, but it may be assumed to be applicable to a tube long
in comparison with the extensional wavelength in a fre-
quency range of interest. For this case the resonance fre-
quency of the radial vibration, fr�, is known to be fr�
=�Y /��1−�2�, where � is Poisson’s ratio.
Both of these one-dimensional approximations are valid
practically to a broad extent of aspect ratios so far as the
separation between the resonance frequencies of vibration in
the axial and radial directions is sufficiently large. But it
remains to be estimated what is large enough in terms of an
acceptable accuracy of calculations based on these approxi-
mations. From a general theory of coupled vibrations it fol-
lows that the strongest coupling between the partial systems
should take place under the condition that the resonance fre-
quencies of the partial systems are equal. In our case this
condition takes place at first in the vicinity of the aspect ratio
h /2a=� /2, at which point fr= fh1, and then repeatedly at the
aspect ratios related to the harmonics of the axial resonance
frequency, fhi. Thus, it can be expected that the one-
dimensional ring approximation may be valid for the tube
with the aspect ratios h /2a�� /2. It is not clear what the
lowest acceptable value of the aspect ratio is for the one-
dimensional long tube approximation to be valid. This has to
be determined.
When considering vibrations of a tube as being two di-
mensional, an assumption regarding the distribution of dis-
placements over the tube surface can be made based on rep-
resentation of the vibrations, as a result of interaction of the
partial system vibrations. At first consider deformations of a
ring �Fig. 1�b��. Denote the radial displacement of the ring
surface as �0, then the strain S� in the circumferential direc-
tion may be presented as
S� =
2��a + �a� − 2�a
2�a
=
�0
a
, �1�
and the strain Sx in the axial direction will be determined as
Sx=−�S�=−��0 /a. Correspondingly, the displacement in the
axial direction �xr generated in the tube by the radial dis-
placement will be
�xr = − �0
�x
a
. �2�
Consider now deformations of a thin bar �Fig. 1�c��. Dis-
placement in the axial direction, �xx, may be represented as
an expansion in the series
J. Acoust. Soc. Am., Vol. 125, No. 2, February 2009 Boris S.
Downloaded 16 Nov 2011 to 166.111.132.53. Redistribution subject to ASA licens
�xx = �
i=1
2L−1
�xi sin�i�x/h� , �3�
where L is a number of modes taken into account for an
approximation, which may be considered as acceptable. Ex-
pression for the strain in the axial direction is Sx=��xx /�x,
and the strain in the lateral direction, S�, will be found as
S�=−�Sx=−���xx /�x. The deformation corresponding to
this strain, which is produced in the circumferential direction
of the ring, should cause a displacement of the ring surface
that is proportional to deformation S� according to formula
�1�. Thus, the deformation of the bar in axial direction gen-
erates the radial displacement of the tube surface, �rx, which
can be defined as
�rx � ���xx/�x� �4�
and can be expressed with reference to Eq. �3� in the general
form of
�rx = �
i=1
2L−1
�ri cos�i�x/h� . �5�
Summarizing the assumptions made above, the displacement
distribution in an axial symmetrically vibrating thin-walled
tube can be represented as follows:
�x = �xx + �xr = �− �x/a��0 + �
i=1
2L−1
�xi sin�i�x/h� , �6�
�r = �0 + �rx = �0 + �
i=1
2L−1
�ri cos�i�x/h� . �7�
Distribution of the displacements in a tube is shown qualita-
tively in Fig. 2, as a superposition of displacements gener-
ated by vibration of the partial systems �only the fundamen-
tal mode of a bar vibration is illustrated for simplicity�. So
far as the displacement distribution is defined by Eqs. �6� and
�7�, the axial symmetric strain distribution in the body of the
tube can be represented in the cylindrical coordinates x and �
as follows:
(a) (b)
z
-t/2 t/2
ξ
rx
ξ0
-h/2
ξ
xx
ξ0
FIG. 2. Distribution of displacements in a tube: �a� in the extensional vibra-
tions and �b� in the flexural vibrations.
Aronov: Coupled vibration analysis of cylindrical transducers 805
e or copyright; see http://asadl.org/journals/doc/ASALIB-home/info/terms.jsp
S =
��x
− z
�2�r
= −
�
� +
2L−1
�
i�
cos�i�x/h�
10
x �x �x2 a 0
�
i=1
xi h
− z �
i=1
2L−1
�ri� i�h
2
cos�i�x/h� , �8�
S� =
�r
a
=
�0
a
+
1
a
�
i=1
2L−1
�ri cos�i�x/h� . �9�
The term �−z�2�r /�x2� in Eq. �8� accounts for the strains due
to the flexural deformations of the wall of the tube �the co-
ordinate axis z goes in the radial direction and has its origin
on the mean circumferential surface of the tube, as it is
shown in Fig. 2�b��. This term is a matter of principle in this
treatment. It takes into consideration the energy of the flex-
ural deformations of the wall of a tube having a finite thick-
ness, and makes the proposed approach to the problem dif-
ferent from that, which was used in the framework of the
membrane theory.
The stresses in the tube will be found as follows15 �re-
member that Tr=0�:
Tx =
Y
1 − �2
�Sx + �S�� , �10�
T� =
Y
1 − �2
��Sx + S�� . �11�
By substituting the strains Sx and S�, defined by Eqs. �8� and
�9�, into Eq. �10� it is easy to make certain that the boundary
conditions on the free ends of a tube, Tx� h /2�=0, are met.
With distribution of strain in the tube known, the equations
of motion of an isotropic passive tube can be derived as
Lagrange’s equations.
A note has to be made regarding a number of terms in
series �3� to be taken into account for practical calculations
in order to achieve an acceptable level of accuracy for the
results. This depends on the range of aspect ratios under
consideration. For the range below and around the first re-
gion of strong coupling, namely, 0
h /2a
3, to the first
approximation it should be sufficient to retain only the first
term of the series, which corresponds to the fundamental
mode of the axial vibration. For the higher range of aspect
ratios, but below and around the second region of a strong
coupling, that is, for 0
h /2a
6, the next term has to be
included, which corresponds to the third harmonic of the
axial vibration.
One more note has to be made regarding representation
of the flexural term in Eq. �8�. The flexural term is repre-
sented based on the elementary theory of bending. This can
be considered as sufficiently accurate until the half length of
flexure-to-thickness ratio for a bar as a partial system is
much larger than unity, i.e., h / it�1, where i is a number of
half waves of flexure on the length of the bar. Otherwise,
corrections accounted for the effects of rotary inertia and
shearing deformations on the kinetic and potential energies
related to the flexural vibrations must be taken into
consideration.15 It is shown in Ref. 16 that with these correc-
806 J. Acoust. Soc. Am., Vol. 125, No. 2, February 2009 B
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tions for rectangular bars a good agreement between calcu-
lated and measured resonance frequencies takes place at
h / it�5, even this condition can not be met at small aspect
ratios, especially for a high order flexural vibration. Thus, for
example, for the tubes having the mean diameter 2a
=35.8 mm and thickness t=3.2 mm, which were used for
experimental investigat