Articles
www.thelancet.com Published online April 25, 2013 http://dx.doi.org/10.1016/S0140-6736(13)60903-4 1
Human infections with the emerging avian infl uenza A
H7N9 virus from wet market poultry: clinical analysis and
characterisation of viral genome
Yu Chen*, Weifeng Liang*, Shigui Yang*, Nanping Wu*, Hainv Gao, Jifang Sheng, Hangping Yao, Jianer Wo, Qiang Fang, Dawei Cui, Yongcheng Li,
Xing Yao, Yuntao Zhang, Haibo Wu, Shufa Zheng, Hongyan Diao, Shichang Xia, Yanjun Zhang, Kwok-Hung Chan, Hoi-Wah Tsoi, Jade Lee-Lee Teng,
Wenjun Song, Pui Wang, Siu-Ying Lau, Min Zheng, Jasper Fuk-Woo Chan, Kelvin Kai-Wang To, Honglin Chen, Lanjuan Li, Kwok-Yung Yuen
Summary
Background Human infection with avian infl uenza A H7N9 virus emerged in eastern China in February, 2013, and
has been associated with exposure to poultry. We report the clinical and microbiological features of patients infected
with infl uenza A H7N9 virus and compare genomic features of the human virus with those of the virus in market
poultry in Zhejiang, China.
Methods Between March 7 and April 8, 2013, we included hospital inpatients if they had new-onset respiratory
symptoms, unexplained radiographic infi ltrate, and laboratory-confi rmed H7N9 virus infection. We recorded histories
and results of haematological, biochemical, radiological, and microbiological investigations. We took throat and
sputum samples, used RT-PCR to detect M, H7, and N9 genes, and cultured samples in Madin-Darby canine kidney
cells. We tested for co-infections and monitored serum concentrations of six cytokines and chemokines.We collected
cloacal swabs from 86 birds from epidemiologically linked wet markets and inoculated embryonated chicken eggs
with the samples. We identifi ed and subtyped isolates by RT-PCR sequencing. RNA extraction, complementary DNA
synthesis, and PCR sequencing were done for one human and one chicken isolate. We characterised and
phylogenetically analysed the eight gene segments of the viruses in the patient’s and the chicken’s isolates, and
constructed phylogenetic trees of H, N, PB2, and NS genes.
Findings We identifi ed four patients (mean age 56 years), all of whom had contact with poultry 3–8 days before disease
onset. They presented with fever and rapidly progressive pneumonia that did not respond to antibiotics. Patients were
leucopenic and lymphopenic, and had impaired liver or renal function, substantially increased serum cytokine or
chemokine concentrations, and disseminated intravascular coagulation with disease progression. Two patients died.
Sputum specimens were more likely to test positive for the H7N9 virus than were samples from throat swabs. The
viral isolate from the patient was closely similar to that from an epidemiologically linked market chicken. All viral
gene segments were of avian origin. The H7 of the isolated viruses was closest to that of the H7N3 virus from
domestic ducks in Zhejiang, whereas the N9 was closest to that of the wild bird H7N9 virus in South Korea. We noted
Gln226Leu and Gly186Val substitutions in human virus H7 (associated with increased affi nity for α-2,6-linked sialic
acid receptors) and the PB2 Asp701Asn mutation (associated with mammalian adaptation). Ser31Asn mutation,
which is associated with adamantane resistance, was noted in viral M2.
Interpretation Cross species poultry-to-person transmission of this new reassortant H7N9 virus is associated with
severe pneumonia and multiorgan dysfunction in human beings. Monitoring of the viral evolution and further study
of disease pathogenesis will improve disease management, epidemic control, and pandemic preparedness.
Funding Larry Chi-Kin Yung, National Key Program for Infectious Diseases of China.
Introduction
Infl uenza A virus is subtyped on the basis of two surface
proteins, haemagglutinin (H) and neuraminidase (N),
which govern the viral lifecycle at cellular entry and
release of virions. All subtypes of infl uenza A virus,
from H1 to H16 and N1 to N9, are detected in wild water
birds; H17N10 is found in bats.1 Although most
infections with these subtypes are mild or asymptomatic
in avian species, outbreaks in wild birds and poultry
have been associated with highly pathogenic avian
infl uenza H5, and outbreaks in poultry have been
associated with H7 subtypes.1,2 Human infections are
generally con fi ned to H1, H2, and H3 subtypes, because
these subtypes have affi nity for host cell receptors
containing α-2,6-linked sialic acid (which occur in
human beings), whereas other avian infl uenza viruses
generally pref erentially attach to avian host cell receptors,
which contain α-2,3-linked sialic acid. Direct trans-
mission of avian infl uenza viruses from domestic
poultry to people have been documented only for the
H5N1, H7N2, H7N3, H7N7, H9N2, and H10N7
subtypes.1,3–7 Human infec tions due to these subtypes
were generally mild and manifested as conjunctivitis
and upper-respiratory-tract infections, except for the
Published Online
April 25, 2013
http://dx.doi.org/10.1016/
S0140-6736(13)60903-4
*These authors contributed
equally to this work
State Key Laboratory for
Diagnosis and Treatment of
Infectious Diseases, First
Affi liated Hospital, College of
Medicine, Zhejiang University,
Hangzhou, China (Y Chen MD,
W Liang MD, S Yang PhD,
N Wu PhD, H Gao MD,
J Sheng MD, H Yao PhD, J Wo PhD,
Q Fang MD, D Cui PhD,
Yu Zhang MD, H Wu PhD,
S Zheng PhD, H Diao PhD,
Prof L Li MD); Collaborative
Innovation Center for Diagnosis
and Treatment of Infectious
Diseases, Hangzhou, China
(Y Chen, W Liang, S Yang, N Wu,
H Gao, J Sheng, H Yao, J Wo, H Wu,
H Diao, H Chen PhD,
Prof L Li, Prof K-Y Yuen MD);
Xiaoshan People’s Hospital,
Hangzhou, China (Y Li MD);
Huzhou Central Hospital,
Huzhou, China (X Yao MD);
Zhejiang Provincial Center for
Disease Control and Prevention,
Hangzhou, China (S Xia MD,
Ya Zhang PhD); and State Key
Laboratory of Emerging
Infectious Diseases, Department
of Microbiology, University of
Hong Kong, Hong Kong Special
Administrative Region, China
(K-H Chan PhD, H-W Tsoi MPhil,
J L-L Teng PhD, W Song PhD,
P Wang PhD, S-Y Lau MPhil,
M Zheng MPhil,
J F-W Chan FRCPath,
K K-W To FRCPath, H Chen,
Prof K-Y Yuen)
Correspondence to:
Prof Lanjuan Li, State Key
Laboratory for Diagnosis and
Treatment of Infectious Diseases,
First Affi liated Hospital, College
of Medicine, Zhejiang University,
79 Qingchun Road,
Hangzhou, 310003, China
ljli@zju.edu.cn
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H5N1 subtype, which was associated with mortality of
greater than 50%, and the H7N7 subtype, which has
caused one death.1,4 Since February, 2013, a novel
reassortant H7N9 virus associated with human deaths
but no apparent outbreaks in poultry and wild birds has
emerged in eastern China. We report on four patients
with severe infection due to this H7N9 virus. We
sequenced, characterised, and compared viral genomes
from a patient and an epidemiologically linked wet
market chicken isolate.
Methods
Patients and associated procedures
Between March 7 and April 8, 2013, we included
hospital inpatients if they had new-onset respiratory
symptoms, unexplained radiographic infi ltrate, and
laboratory-con fi rmed H7N9 virus infection at the First
Affi liated Hospital, College of Medicine, Zhejiang
University, Hangzhou; Xiaoshan People’s Hospital,
Hanzhou; or Huzhou Central Hospital, Huzhou (all in
China). This study was approved by the institutional
Patient 1 Patient 2 Patient 3 Patient 4
Age (years) 39 68 64 51
Sex Male Male Male Female
Ethnic origin Chinese (Han) Chinese (Han) Chinese (Han) Chinese (Han)
Place of residence Zhejiang, China Zhejiang, China Zhejiang, China Zhejiang, China
Contact history with poultry Occupational (chef) Slaughtered and cooked
market live poultry
Bought market live poultry Bought market live poultry
Underlying medical disorders Chronic hepatitis B virus infection,
gallstones
Hypertension Chronic bronchitis Chronic rheumatic heart disease with
aortic and mitral valve replacements
Chronic smoker Yes Yes Yes No
Presumed incubation period (days)* Uncertain 8 3 6
Presenting symptoms
Temperature (°C) 39·5 39·5 39·4 39·7
Sore throat – – – –
Rhinorrhoea – – – –
Conjunctivitis – – – –
Cough + + + +
Sputum + + + +
Haemoptysis + + – +
Dyspnoea + + + +
Nausea or vomiting – – – –
Diarrhoea + – – –
Abdominal pain + – – –
Myalgia – – – +
Fatigue + + – +
Skin rash – – – –
APACHE-II score 14 14 16 18
Time between onset of symptoms and
initiation of oseltamivir (days)
NA 15 6 27
Time between onset of symptoms and onset
of respiratory failure (days)
14 9 3 10
Time between onset of respiratory failure
and need for mechanical ventilation (days)
2 4 0 NA
Time between mechanical ventilation and
death (days)
4 NA 4 NA
Antibiotics given Piperacillin–tazobactam,
moxifl oxacin, imipenem–cilastatin,
linezolid, sulfamethoxazole
Cefoperazone–sulbactam,
fl uconazole
Cefoperazone–sulbactam,
levofl oxacin, imipenem–cilastatin,
linezolid
Imipenem–cilastatin, cefoperazone–
sulbactam, azithromycin
Days after onset of symptoms on which
intravenous methylprednisolone given
(dosage)
Days 15–18 (80 mg every 24 h) Days 15–23 (80 mg every 24 h
days 15–19 and 40 mg every
24 h days 20–23)
Days 4–7 (80 mg every 24 h) Days 13–33 (40 mg every 24 h days
13–15 and 30 mg every 24 h days
16–33)
Days after onset of symptoms on which
intravenous immunoglobulin given (dosage)
NA Days 17–21 (20 g every 24 h) Days 6–7 (5 g every 24 h) NA
+ indicates the presence of a symptom, and – the absence. APACHE=acute physiology and chronic health evaluation. NA=not applicable. *The presumed incubation period is defi ned as the time between the last
exposure to poultry and onset of symptoms.
Table 1: Epidemiological and clinical features of patients with avian infl uenza A H7N9 virus infection
Articles
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review board of the First Affi liated Hospital, College of
Medicine, Zhejiang University (reference number
2013-131). We entered history; physical examination;
and haemato logical, biochemical, radiological, and
micro biological investigation results into a predesigned
database. We recorded patients’ acute physiology and
chronic health evaluation II (APACHE-II) scores8 and
defi ned acute respiratory distress syn drome and
multiorgan dysfunction syndrome on the basis of
standard criteria.9,10 Presumed incubation period was
defi ned as the time between last poultry exposure and
onset of symptoms.
All laboratory procedures for respiratory secretions have
been previously reported.11 Briefl y, we used Taqman real-
time RT-PCR under standard thermo cycling conditions to
detect M, H7, and N9 genes. The primers that we used
were M-forward (GAGTGGCTAAAGACAAGACCAATC),
M-reverse (TTGGACAAAGCGTCTACGC), and M-probe
(FAM-TCACCGTGCCCAGTGAGCGAG-BHQ1); H7-for-
ward (AGAGTCATTRCARAATAGAATACAGAT), H7-
reverse (CACYGCATGTTTCCATTCTT), and H7-probe
(FAM-AAACATGATGCCCCGAAGCTAAAC-BHQ1);
and N9-forward (GTTCTATGCTCTCAGCCAAGG), N9-
reverse (CTTGACCACCCAATGCATTC) and N9-probe
(HEX-TAAGCTRGCCACTATCATCACCRCC-BHQ1).
The detection limit of the M, H7 and N9 RT-PCR assays
was about 100 copies of RNA per mL. All samples were
cultured with trypsin in the Madin-Darby canine kidney
cell line for 7 days. We did immunofl uorescent antigen
staining for infl uenza A nucleoprotein (D3 ultra 8 DFA,
respiratory virus screening and identifi cation kit,
Diagnostic Hybrid, OH, USA) under ultraviolet micros-
copy (Eurostar III plus, Euroimmune AG, Lubeck,
Germany) in cell cultures with positive cytopathic changes.
RT-PCR was used to subtype for H1, H3, H5, H9, and H7.
We assessed patients’ respiratory tract samples on
admission by multiplex PCR (Luminex 200 System,
Luminex, TX, USA); did ResPlex II v2.0 assays (Qiagen,
Germany) to detect co-infection with respiratory
syncytial virus, infl uenza B virus, parainfl uenza
viruses 1–4, human metapneumo virus, enteroviruses,
rhino virus, adenovirus, bocavirus, and coronaviruses
NL63, HKU1, 229E, and OC43; and used PCR to detect
co-infection with Mycoplasma pneumoniae and
Chlamydophila pneumoniae.12 We investigated blood,
sputum, or endotracheal aspirates and urine samples
bacteriologically, as clinically indi cated. Initial urine
samples were tested for pneumococcal and Legion-
ella antigens by immuno chromatographic enzyme
immuno assay (Binax NOW Streptococcus pneumoniae
Urinary Antigen Test and Binax NOW Legionella Urinary
Antigen Test, Binax, ME, USA). We used the Luminex
enzyme immunoassay (Luminex, TX, USA) to monitor
six diff erent serum cytokines or chemokines—namely,
interferon γ, inter leukins 2, 4, 6, and 10, and tumour
necrosis factor α (TNFα)—as a measure of host
immunological responses.
Procedures in poultry and genome characterisation
Cloacal swabs were collected from 20 chickens, four quails,
fi ve pigeons, and 57 ducks from six epidemi ologically
linked wet markets (four in Hanzhou City and two in
Huzhou City, Zhejiang) and stored in viral trans port
medium. The collected samples were inoculated into
embryonated chicken eggs and viral replication was
detected by haemadsorption, which has been previously
de scribed.13 We identifi ed and subtyped isolates by RT-PCR
sequencing (we used H7-specifi c and N9-specifi c pri mers).
RNA extraction, complementary DNA syn thesis, and PCR
sequencing were done for one human and one chicken
isolate.13 Sequencing was done with the BigDye Terminator
v3.1 Cycle Sequencing Kit on the 3130xL Genetic Analyzer
A B
C D
E F
R
Figure 1: Representative radiographic fi ndings of H7N9 infl uenza
Chest radiograph of patient 1 taken 19 days after onset of symptoms, showing bilateral pulmonary infi ltrates of
airspace consolidation (A); CT of patient 1 taken 13 days after onset of symptoms, showing consolidation of right
middle lobe (B); chest radiograph of patient 2 taken 14 days after onset of symptoms, showing bilateral interstitial
infi ltrate (C); and serial CTs of patient 4 taken 20 (D), 27 (E), and 35 (F) days after onset of symptoms, showing
interval radiological improvement and resolution of bilateral ground glass changes.
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(Applied Biosystems, NY, USA). We characterised and
phylogenetically analysed all eight gene segments of the
patient’s and the chicken’s isolates together with virus
sequence data available from GenBank. All sequences
were assembled and edited with Lasergene 6.0 (DNASTAR,
WN, USA); Bioedit 7 was used for alignment and analysis
of aminoacid residues. We used the MEGA software
package v5.05 (Center for Evolutionary Medicine and
Informatics, Biodesign Institute, AZ, USA) to construct
the phylogenetic trees of H, N, PB2, and NS genes on the
basis of the neighbour-joining method, with Tamura-Nei
model of nucleotide substitution. The nucleotide of the
HA1 region was used for analysis. Bootstrap values from
1000 replicates were calculated to assess the reliability of
the phylogenetic tree. Our gene sequences are deposited in
GenBank (accession numbers KC885955-62 [human
isolate], KC899666-73 [chicken isolate]).
Role of the funding source
The sponsors had no role in study design; data
collection, analysis, or interpretation; or writing of the
report. The corres ponding author had full access to all
the data in the study and had fi nal responsibility for the
decision to submit for publication.
Results
All four patients had history of poultry contact (table 1).
The presumed incubation period ranged from 3 to 8 days
(mean 5·8 days). Mean age was 56 years (table 1). None
of the patients were obese and none had upper-
respiratory-tract symptoms or conjunctivitis. All patients
had fever, and lower-respiratory-tract symptoms (includ-
ing dyspnoea, cough, and sputum), and one had
prominent myalgia (table 1). Chest radiography and CT
of all patients showed multilobar patchy consolidation
and diff use alveolar opacities (fi gure 1A–1F). CT of
patients 1 and 4 showed ground glass changes in some
areas. Mean time between onset of symptoms and
respira tory failure was 9 days.
Three patients were given 75 mg oral oseltamivir twice
daily after tests for H7N9 virus were positive, starting a
mean of 16 days after onset of symptoms onset (table 1).
All patients required respiratory support— oxygen given
through nasal cannulae at presentation. Two patients
needed non-invasive ventilation by con tinuous positive
airway pressure, and three subsequently received
mechan ical ventilation. Two patients received intra-
venous immunoglobulin and all received intra venous
methylprednisolone (table 1). Two patients (pa tients 1
and 3) died 4 days after intubation. The other two
patients were recovering clinically and radiologically
and had been successfully extubated at the time of
writing (fi gure 1). 303 house hold or workplace contacts
and 82 health-care workers with unprotected exposure
to the four patients were put under medical surveillance
but none of them became symptomatic after 14 days.
Table 2 lists the results of laboratory investigations in
the patients. All patients had pronounced lymphopenia
at presentation. Total leucocyte counts were healthy or
low at presentation, but leucocytosis with neutrophilia
developed with disease progression. Three patients
had thrombocytopenia at presentation. All patients’
coagu lation profi les were impaired and D-dimer concen-
trations substantially increased with disease progression.
The patients who died had persistent lymphopenia, renal
impairment, and rising aspartate transaminase and
Normal range Patient 1 Patient 2 Patient 3 Patient 4
Haemoglobin (g/dL) 131·0–172·0 138·0; 122·0 108·0 127·0 114·0; 91·0
Total white cells (×10⁹ cells per L) 4·0–10·0 2·2; 14·4 6·0; 13·4 5·6; 7·2 5·3; 37·3
Neutrophils (×10⁹ cells per L) 2·0–7·0 1·8; 11·6 5·3; 12·6 5·3; 6·7 5·1; 34·5
Lymphocytes (×10⁹ cells per L) 0·8–4·0 0·4 0·7; 0·5 0·2 0·1
Platelets (×10⁹ cells per L) 83·0–303·0 55·0 212; 148 91·0 54·0
Prothrombin time (s) 10·0–13·5 15·0; 17·0 12·7; 11·2 14·4; 15·1 29·9; 65·5
Activated thromboplastin time (s) 22·0–36·0 34·1; 43·5 23·1; 44·3 75·6 107·5
D-dimer (μg/L) 0·0–700·0 3320·0; 23 000·0 5810·0; 17 490·0 288·0; 1235·0 5010·0; 6800·0
Urea (mmol/L) 2·9–8·2 6·4; 22·7 7·7; 8·6 5·4; 14·0 4·6; 10·2
Creatinine (μmol/L) 59·0–104·0 94·0; 470·0 45·0; 47·0 54·0; 148·0 63·0
Bilirubin (μmol/L) 0·0–21·0 43·8; 64·2 11·0 13·0; 28·7 16·0; 31·0
Alanine aminotransferase (U/L) 5·0–40·0 134·0 57·0; 89·0 33·0; 96·1 12·0; 30·0
Aspartate aminotransferase (U/L) 8·0–40·0 199·0; 319·0 62·0 48·0; 87·2 32·0; 128·0
Lactate dehydrogenase (U/L) 109·0–245·0 495·0; 1140·0 434·0; 466·0 535·0; 607·4 452·0; 2178·0
Creatinine kinase (U/L) 38·0–174·0 2533·0 44·0 109·0; 119·1 96·0; 119·0
C-reactive protein (mg/L) 0·0–8·0 74·9; 92·2 10·5; 11·7 175·3 56·5; 149·4
Results for when the patients presented and the patients’ most abnormal result during disease progression are given. If the reading at presentation was the most abnormal
reading, only one result is given.
Table 2: Laboratory measurements in four patients with avian infl uenza A H7N9 virus infection
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D-dimer concentrations. Hepatic aminotransferases,
C-reactive protein, and creatine kinase or lactate dehydro-
genase concentrations were increased in all patients at
some stage of illness; derangement was worse in those
who died.
Overall, serum cytokine and chemokine concentrations
were substantially higher in patient 3 (who died) than in
patient