AASLD PRACTICE GUIDELINES
Prevention and Management of Gastroesophageal
Varices and Variceal Hemorrhage in Cirrhosis
Guadalupe Garcia-Tsao,1 Arun J. Sanyal,2 Norman D. Grace,3 William Carey,4 and the Practice Guidelines Committee of
the American Association for the Study of Liver Diseases, the Practice Parameters Committee
of the American College of Gastroenterology
This guideline has been approved by the American Asso-
ciation for the Study of Liver Diseases and the American
College of Gastroenterology and represents the position
of both associations.
Preamble
These recommendations provide a data-supported ap-
proach to the management of patients with varices and
variceal hemorrhage. They are based on the following: (1)
formal review and analysis of the recently published world
literature on the topic (Medline search); (2) several con-
sensus conferences among experts; (3) the American Col-
lege of Physicians’ Manual for Assessing Health Practices
and Designing Practice Guidelines1; (4) guideline policies,
including the American Association for the Study of Liver
Diseases’ Policy Statement on Development and Use of
Practice Guidelines and the American Gastroenterologi-
cal Association’s Policy Statement on the Use of Medical
Practice Guidelines2; and (5) the authors’ years of experi-
ence caring for patients with cirrhosis and varices.
Intended for use by healthcare providers, these recom-
mendations suggest preferred approaches to the diagnos-
tic, therapeutic, and preventive aspects of care. As with
other practice guidelines, this guideline is not intended to
replace clinical judgment but rather to provide general
guidelines applicable to the majority of patients. They are
intended to be flexible, in contrast to standards of care,
which are inflexible policies designed to be followed in
every case. Specific recommendations are based on rele-
vant published information. To more fully characterize
the quality of evidence supporting recommendations, the
Practice Guidelines Committee of the AASLD requires a
class (reflecting benefit versus risk) and level (assessing
strength or certainty) of evidence to be assigned and re-
ported with each recommendation (Table 1, adapted
from the American College of Cardiology and the Amer-
ican Heart Association Practice Guidelines3,4).
When little or no data exist from well-designed pro-
spective trials, emphasis is given to results from large series
and reports from recognized experts. Further controlled clin-
ical studies are needed to clarify aspects of this statement, and
revision may be necessary as new data appear. Clinical con-
siderations may justify a course of action that differs from
these recommendations. These recommendations are fully
endorsed by the American Association for the Study of Liver
Diseases and the American College of Gastroenterology.
Introduction
Portal hypertension is a progressive complication of
cirrhosis. Therefore, the management of the patient with
cirrhosis and portal hypertensive gastrointestinal bleeding
depends on the phase of portal hypertension at which the
patient is situated, from the patient with cirrhosis and portal
hypertension who has not yet developed varices to the pa-
tient with acute variceal hemorrhage for whom the objective
is to control the active episode and prevent rebleeding.
Practice guidelines for the diagnosis and treatment of
gastroesophageal variceal hemorrhage, endorsed by the
American Association for the Study of Liver Diseases
(AASLD), AmericanCollege ofGastroenterology (ACG),
American Gastroenterological Association (AGA), and
American Society of Gastrointestinal Endoscopy
(ASGE), were published in 1997.5 Since then, a number
of randomized controlled trials have advanced our ap-
proach to managing variceal hemorrhage. Three interna-
tional consensus conferences have been held (Baveno III
in 2000, Baveno IV in 2005, and an AASLD/EASL single
topic conference in 2007) in which experts in the field
have evaluated the changes that have occurred in our un-
derstanding of the pathophysiology and management of
gastroesophageal hemorrhage.6,7 In this updated practice
guideline we have reviewed the randomized controlled
trials and meta-analyses published in the last decade and
have incorporated recommendations made by consensus.
1From the Section of Digestive Diseases, Yale University School of Medicine and
VACT Healthcare System, New Haven, CT; 2Division of Gastroenterology, Vir-
ginia Commonwealth University Medical Center, Richmond, VA; 3Division of
Gastroenterology, Brigham and Women’s Hospital, Boston, MA; 4Department of
Gastroenterology and Hepatology, The Cleveland Clinic, Cleveland, OH.
Copyright © 2007 by the American Association for the Study of Liver Diseases.
Published online in Wiley InterScience (www.interscience.wiley.com).
DOI 10.1002/hep.21907
Potential conflict of interest: Nothing to report.
922
Pathophysiology of Portal Hypertension in
Cirrhosis
Cirrhosis, the end stage of any chronic liver disease, can
lead to portal hypertension. Portal pressure increases ini-
tially as a consequence of an increased resistance to flow
mostly due to an architectural distortion of the liver sec-
ondary to fibrous tissue and regenerative nodules. In ad-
dition to this structural resistance to blood flow, there is
an active intrahepatic vasoconstriction that accounts for
20%-30% of the increased intrahepatic resistance,8 and
that is mostly due to a decrease in the endogenous pro-
duction of nitric oxide.9,10 Portal hypertension leads to
the formation of porto-systemic collaterals. However,
portal hypertension persists despite the development of
these collaterals for 2 reasons: (1) an increase in portal
venous inflow that results from splanchnic arteriolar va-
sodilatation occurring concomitant with the formation of
collaterals11; and (2) insufficient portal decompression
through collaterals as these have a higher resistance than
that of the normal liver.12 Therefore, an increased portal
pressure gradient results from both an increase in resis-
tance to portal flow (intrahepatic and collateral) and an
increase in portal blood inflow.
Evaluation of Portal Hypertension
The preferred, albeit indirect, method for assessing
portal pressure is the wedged hepatic venous pressure
(WHVP) measurement, which is obtained by placing a
catheter in the hepatic vein and wedging it into a small
branch or, better still, by inflating a balloon and occluding
a larger branch of the hepatic vein. The WHVP has been
shown to correlate very closely with portal pressure both
in alcoholic and non-alcoholic cirrhosis.13 The WHVP is
always corrected for increases in intraabdominal pressure
(e.g., ascites) by subtracting the free hepatic vein pressure
(FHVP) or the intraabdominal inferior vena cava pres-
sure, which act as internal zeroes. The resultant pressure is
the hepatic venous pressure gradient (HVPG), which is
best accomplished with the use of a balloon catheter, usu-
ally taking triplicate readings and, when measured with a
proper technique, is very reproducible and reliable.14
Since it is ameasure of sinusoidal pressure, theHVPGwill
be elevated in intrahepatic causes of portal hypertension,
such as cirrhosis, but will be normal in prehepatic causes
of portal hypertension, such as portal vein thrombosis.
The normal HVPG is 3-5 mmHg. The HVPG and
changes in HVPG that occur over time have predictive
value for the development of esophagogastric varices,15,16
the risk of variceal hemorrhage,17-19 the development of
non-variceal complications of portal hypertension,17,20,21
and death.19,21-23 Single measurements are useful in the
prognosis of both compensated and decompensated cir-
rhosis, while repeat measurements are useful to monitor
response to pharmacological therapy and progression of
liver disease. Limitations to the generalized use of HVPG
measurement are the lack of local expertise and poor ad-
herence to guidelines that will ensure reliable and repro-
ducible measurements,14 as well as its invasive nature.
Natural History of Varices
Gastroesophageal varices are the most relevant porto-
systemic collaterals because their rupture results in
variceal hemorrhage, the most common lethal complica-
tion of cirrhosis. Varices and variceal hemorrhage are the
complications of cirrhosis that result most directly from
portal hypertension. Patients with cirrhosis and gastro-
esophageal varices have an HVPG of at least 10-12 mm
Hg.15,24
Gastroesophageal varices are present in approximately
50% of patients with cirrhosis. Their presence correlates
with the severity of liver disease (Table 2); while only 40%
of Child A patients have varices, they are present in 85%
of Child C patients.25 Patients with primary biliary cir-
rhosis may develop varices and variceal hemorrhage early
in the course of the disease even in the absence of estab-
lished cirrhosis.26 It has also been shown that 16% of
patients with hepatitis C and bridging fibrosis have esoph-
ageal varices.27
Patients without varices develop them at a rate of 8%
per year,16,28 and the strongest predictor for development
of varices in those with cirrhosis who have no varices at the
time of initial endoscopic screening is an HVPG �10
mmHg.16 Patients with small varices develop large varices
Table 1. Grading System for Recommendations
Classification Description
Class I Conditions for which there is evidence and/or general agreement
that a given diagnostic evaluation, procedure or treatment is
beneficial, useful, and effective.
Class II Conditions for which there is conflicting evidence and/or a
divergence of opinion about the usefulness/efficacy of a
diagnostic evaluation, procedure or treatment.
Class IIa Weight of evidence/opinion is in favor of usefulness/efficacy.
Class IIb Usefulness/efficacy is less well established by evidence/opinion.
Class III Conditions for which there is evidence and/or general agreement
that a diagnostic evaluation/procedure/treatment is not
useful/effective and in some cases may be harmful.
Level of
Evidence Description
Level A Data derived from multiple randomized clinical trials or meta-
analyses.
Level B Data derived from a single randomized trial, or
nonrandomized studies.
Level C Only consensus opinion of experts, case studies, or standard-
of-care.
HEPATOLOGY, Vol. 46, No. 3, 2007 GARCIA-TSAO ET AL. 923
at a rate of 8% per year. Decompensated cirrhosis (Child
B/C), alcoholic cirrhosis, and presence of red wale marks
(defined as longitudinal dilated venules resembling whip
marks on the variceal surface) at the time of baseline en-
doscopy are the main factors associated with the progres-
sion from small to large varices.28
Variceal hemorrhage occurs at a yearly rate of 5%-
15%, and the most important predictor of hemorrhage is
the size of varices, with the highest risk of first hemorrhage
(15% per year) occurring in patients with large varices.29
Other predictors of hemorrhage are decompensated cir-
rhosis (Child B/C) and the endoscopic presence of red
wale marks.29 Although bleeding from esophageal varices
ceases spontaneously in up to 40% of patients, and de-
spite improvements in therapy over the last decade, it is
associated with a mortality of at least 20% at 6 weeks.30-32
Patients with an HVPG �20 mmHg (measured within
24 hours of variceal hemorrhage) have been identified as
being at a higher risk for early rebleeding (recurrent bleed-
ing within the first week of admission) or failure to con-
trol bleeding (83% vs. 29%) and a higher 1-year mortality
(64% vs. 20%) compared to those with lower pres-
sure.33,34 Late rebleeding occurs in approximately 60% of
untreated patients, mostly within 1-2 years of the index
hemorrhage.35,36
Variceal wall tension is probably the main factor that
determines variceal rupture. Vessel diameter is one of the
determinants of variceal tension. At an equal pressure, a
large diameter vessel will rupture while a small diameter
vessel will not rupture.37 Besides vessel diameter, one of
the determinants of variceal wall tension is the pressure
within the varix, which is directly related to the HVPG.
Therefore, a reduction inHVPG should lead to a decrease
in variceal wall tension, thereby decreasing the risk of
rupture. Indeed, variceal hemorrhage does not occur
when the HVPG is reduced to �12 mmHg.17,20 It has
also been shown that the risk of rebleeding decreases sig-
nificantly with reductions in HVPG greater than 20%
from baseline.18 Patients whose HVPG decreases to�12
mmHg or at least 20% from baseline levels (“HVPG re-
sponders”) not only have a lower probability of develop-
ing recurrent variceal hemorrhage,36 but also have a lower
risk of developing ascites, spontaneous bacterial peritoni-
tis, and death.21
Gastric Varices
Gastric varices are less prevalent than esophageal vari-
ces and are present in 5%-33% of patients with portal
hypertension with a reported incidence of bleeding of
about 25% in 2 years, with a higher bleeding incidence
for fundal varices.38 Risk factors for gastric variceal
hemorrhage include the size of fundal varices
(large�medium�small, defined as �10 mm, 5-10 mm,
and �5 mm, respectively), Child class (C�B�A), and
endoscopic presence of variceal red spots (defined as lo-
calized reddish mucosal area or spots on the mucosal sur-
face of a varix).39 Gastric varices are commonly classified
based on their relationship with esophageal varices as well
as their location in the stomach.38 Gastroesophageal var-
ices (GOV) are an extension of esophageal varices and are
categorized into 2 types. The most common are Type 1
(GOV1) varices, which extend along the lesser curvature.
They are considered extensions of esophageal varices and
should be managed similarly. Type 2 (GOV2) gastric var-
ices extend along the fundus and tend to be longer and
more tortuous. Isolated gastric varices (IGV) occur in the
absence of esophageal varices and are also classified into 2
types. Type 1 (IGV1) are located in the fundus and tend
to be tortuous and complex, and type 2 (IVG2) are lo-
cated in the body, antrum, or around the pylorus. The
presence of IGV1 fundal varices requires excluding the
presence of splenic vein thrombosis.
Diagnosis of Varices and Variceal
Hemorrhage
The gold standard in the diagnosis of varices is esopha-
gogastroduodenoscopy (EGD). In a consensus meeting it
Table 2. Child-Pugh Classification of the Severity of Cirrhosis
Points*
1 2 3
Encephalopathy None Grade 1-2
(or precipitant-induced)
Grade 3-4
(chronic)
Ascites None Mild/Moderate
(diuretic-responsive)
Tense
(diuretic-refractory)
Bilirubin (mg/dL) �2 2–3 �3
Albumin (g/dL) �3.5 2.3–3.5 �2.8
PT (sec prolonged) or INR �4 4–6 �6
�1.7 1.7–2.3 �2.3
*5-6 points: Child A; 7-9 points: Child B; 10-15 points: Child C.
924 GARCIA-TSAO ET AL. HEPATOLOGY, September 2007
was recommended that the size classification be as simple
as possible, i.e., in 2 grades (small and large),40 either by
semiquantitative morphological assessment or by quanti-
tative size with a suggested cut-off diameter of 5mm, with
large varices being those greater than 5mm.When varices
are classified in 3 sizes—small, medium, or large—as oc-
curs in most centers by a semiquantitative morphological
assessment (with small varices generally defined as mini-
mally elevated veins above the esophageal mucosal sur-
face, medium varices defined as tortuous veins occupying
less than one-third of the esophageal lumen, and large
varices defined as those occupying more than one-third of
the esophageal lumen), recommendations for medium-
sized varices are the same as for large varices,29 because this
is how they were grouped in prophylactic trials.
As shown below, nonselective �-blockers prevent
bleeding in more than half of patients with medium or
large varices. Therefore, it is recommended that patients
with cirrhosis undergo endoscopic screening for varices at
the time of diagnosis.41,42 Since the point prevalence of
medium/large varices is approximately 15%-25%,25 the
majority of subjects undergoing screening EGD either do
not have varices or have varices that do not require pro-
phylactic therapy. There is, therefore, considerable inter-
est in developing models to predict the presence of high-
risk varices by non-endoscopic methods. Several studies
have evaluated possible noninvasive markers of esopha-
geal varices in patients with cirrhosis, such as the platelet
count, Fibrotest, spleen size, portal vein diameter, and
transient elastography.43,44 However, the predictive accu-
racy of such noninvasive markers is still unsatisfactory,
and until large prospective studies of noninvasive markers
are performed, endoscopic screening is still the main
means of assessing for the presence of esophageal varices.43
Cost-effective analyses usingMarkov models have sug-
gested either empiric �-blocker therapy for all patients
with cirrhosis45 or screening endoscopy for patients with
compensated cirrhosis, and universal �-blocker therapy
without screening EGD for patients with decompensated
cirrhosis.46 Neither of these strategies considers a recent
trial showing that �-blockers do not prevent the develop-
ment of varices and are associated with significant side
effects,16 nor do they consider endoscopic variceal ligation
as an alternative prophylactic therapy. Until prospective
studies validate these approaches, screening EGD is still
the recommended approach.
The frequency of surveillance endoscopies in patients
with no or small varices depends on their natural history.
EGD should be performed once the diagnosis of cirrhosis
is established.6,41 In patients with compensated cirrhosis
who have no varices on screening endoscopy, the EGD
should be repeated in 2-3 years.6 In those who have small
varices, the EGD should be repeated in 1-2 years.6 In the
presence of decompensated cirrhosis, EGD should be re-
peated at yearly intervals.41,42
EGD is expensive and usually requires sedation. It can
be avoided in patients with cirrhosis who are already on
nonselective �-blockers for other reasons (e.g., arterial
hypertension. In those on a selective �-blocker (metopro-
lol, atenolol) for other reasons, switching to a nonselective
�-blocker (propranolol, nadolol) would be necessary. A
procedure that may replace EGD is esophageal capsule
endoscopy. Two recent pilot studies show that capsule
endoscopy is a safe and well-tolerated way to diagnose
esophageal varices,47,48 although its sensitivity remains to
be established. Thus, capsule endoscopymay play a future
role in screening for esophageal varices if additional larger
studies support its use.
EGD also remains the main method for diagnosing
variceal hemorrhage.7,41 The diagnosis of variceal hemor-
rhage is made when diagnostic endoscopy shows one of
the following: active bleeding from a varix, a “white nip-
ple” overlying a varix, clots overlying a varix, or varices
with no other potential source of bleeding.40
Recommendations
1. Screening esophagogastroduodenoscopy (EGD)
for the diagnosis of esophageal and gastric varices is
recommended when the diagnosis of cirrhosis is made
(Class IIa, Level C).
2. On EGD, esophageal varices should be graded as
small or large (>5 mm) with the latter classification
encompassing medium-sized varices when 3 grades are
used (small, medium, large). The presence or absence
of red signs (red wale marks or red spots) on varices
should be noted (Class IIa, Level C).
Management Recommendations
Rationale for the management of varices
Current therapies for the management of varices/
variceal hemorrhage and their effect on portal venous in-
flow, portal resistance, and portal pressure are
summarized in Table 3. Pharmacological therapy consists
Table 3. Effect on Portal Flow, Resistance and Pressure with
the Different Therapies for Varices/Variceal Hemorrhage
Treatment
Portal
flow
Portal
resistance
Portal
pressure
Vasoconstrictors (e.g., �-blockers) 22 1 2
Venodilators (e.g., nitrates) 2 2* 2
Endoscopic therapy – – –
TIP